Wealth Advisor

SIMON; Fort Worth (TX); On-site; USD 75,000 - 120,000; Full time

Job summary

Simmons First National Corporation in Fort Worth, TX seeks a Wealth Advisor to analyze clients’ investment objectives and risk tolerances and provide tailored investment advice.

You will leverage securities knowledge and market strategies to help clients, build a growing book, and ensure compliance with regulations and privacy standards.

Candidates should have a HS Diploma or GED, at least one year of financial advisory experience, and Series 7/63 licenses.

Qualifications

• HS Diploma/GED required.
• One year experience as a financial advisor.
• Licensing: Series 7 and 63 required.
• Excellent PC knowledge with MS Office (Excel/Word).
• Strong written and oral communication skills.

Responsibilities

• Acts in the best interest of the client and delivers outstanding service.
• Develops and maintains an increasing client base by using market knowledge, strategies, and sales skills.
• Maintains product knowledge and stays current of market activity and news affecting the markets.
• Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies, and procedures.
• Performs other duties and responsibilities as assigned.

Skills

Ability to read and interpret simple

Read and interpret documents

Read, analyze and interpret financial/

Write clear business correspondence

Present information to clients and团队

Speak effectively to groups

Education

HS Diploma/GED

Series 7 and 63 licenses

Tools

MS Office

Job description

It’s fun to work in a company where people truly BELIEVE in what they’re doing!

We’re committed to bringing passion and customer focus to the business.

The Wealth Advisor analyzes and interprets clients’ investment objectives and risk tolerances and provides individual investment advice suitable for those objectives and tolerances . The advisor utilizes their expertise and knowledge of the securities industry and market strategies to offer sound financial advice.

Essential Duties and Responsibilities

• Acts in the best interest of the client and delivers outstanding service.
• Develops and maintains an increasing client base by using well-developed market knowledge, strategies, and sales skills.
• Maintains product knowledge and stays current of market activity and news affecting the markets.
• Ensures that all departmental documents and activities are performed in compliance with applicable laws, regulations, policies, and SFIG written procedures related to the securities industry, including completion of required compliance training.
• Performs other duties and responsibilities as assigned.

Qualifications

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

Skills

• Ability to read and comprehend simple instructions, short correspondence, and memos.
• Ability to read and interpret documents such as procedure manuals, general business correspondence and/or journals, or government regulations.
• Ability to read, analyze and interpret financial reports and/or legal documents.
• Ability to write simple-to-business correspondence and routine reports.
• Ability to effectively present information in one-on-one and small group situations, to customers, clients, and other employees in the organization.
• Ability to speak effectively, present information, and respond to questions from groups of clients, customers, employees, managers, top management, boards of directors, and the general public.

Education and/or Experience

• HS Diploma/GED and
• One year experience as a financial advisor.

Computer Skills

• MS Office programs

Certificates, Licenses, Registrations

• Series 7 and 63 license

Other Qualifications (including physical requirements)

• Ability to handle a high-stress environment.
• Must display professional conduct and appearance.
• Maintain client privacy and keep highly sensitive data confidential.
• Must have excellent PC knowledge-proficiency with MS Office programs such as Excel and Word.
• Must have excellent oral and written communication skills.

Equal Employment Opportunity Information: Simmons First National Corporation and its subsidiaries are committed to a policy of equal employment with respect to a person’s race, color, religion, sex, ancestry, sexual orientation, gender identity, national origin, covered veterans, military status, physical or mental disability or any other legally protected classifications.