VP, Wealth Management Compliance & Risk Oversight

Socket.dev; Atlanta (GA); On-site; USD 90,000 - 170,000; Full time

Job summary

Goldman Sachs’ Wealth Management Compliance team in Atlanta is seeking an Associate or Vice President to join the Wealth Management unit. The role focuses on monitoring surveillance, assessing product and transaction suitability, and advising on regulations and policy adherence.

You will collaborate daily with Legal, Operations, and the business unit to ensure compliant client activities. Ideal candidates have a bachelor’s degree, 3–5 years of compliance experience in finance, strong

Qualifications

• Bachelor’s degree required with 3–5 years of compliance experience in finance.
• Experience with regulatory issues in financial services is essential.
• Strong interpersonal and analytical skills are required.

Responsibilities

• Monitor surveillances focusing on regulatory compliance and internal controls.
• Assess product and transaction suitability for clients in line with policies.
• Interact daily with Wealth Management, Legal and Operations teams.
• Review marketing materials used to pitch products and services.
• Advise on regulations, policies and client issues within Wealth Management.
• Participate in US Wealth Management and Global Compliance projects.

Skills

Legal compliance

Regulatory experience

Interpersonal skills

Analytical thinking

Risk assessment

Communication skills

Self-starter

Series exams

Education

Bachelor’s degree

Job description

Goldman Sachs’ Wealth Management Compliance team in Atlanta is seeking an Associate or Vice President to join the Wealth Management unit. The role focuses on monitoring surveillance, assessing product and transaction suitability, and advising on regulations and policy adherence.

You will collaborate daily with Legal, Operations, and the business unit to ensure compliant client activities. Ideal candidates have a bachelor’s degree, 3–5 years of compliance experience in finance, strong