VP Risk Officer / Operational Analyst

Alpha Global Search LLC; New York (NY); On-site; USD 150,000 - 250,000; Full time

Job summary

An international asset management firm seeks a Vice President, Risk Officer / Operational Analyst to lead U.S. risk management. The role requires overseeing investment and operational risk, developing frameworks and strategies, and managing trade operations. Ideal candidates will possess a degree in finance or related fields, with at least 3 years of experience in risk management, strong analytical and communication skills, and proficiency in tools like Excel and SQL.

Qualifications

• Minimum 3 years of experience in risk management.
• Knowledge of asset management practices and regulatory environment.
• Professional certifications such as CFA or FRM are a plus.

Responsibilities

• Oversee investment and operational risk, develop risk frameworks.
• Manage trade processing, settlement, reconciliation, and audits.
• Coordinate with the parent company and prepare senior management risk reports.

Skills

Analytical skills

Problem-solving

Communication

Presentation skills

Education

Bachelor’s degree in Finance, Economics, Accounting, or related field

Tools

Excel

VBA

SQL

Job description

Overview

An international asset management firm is seeking a Vice President, Risk Officer / Operational Analyst to lead the development and oversight of its U.S. risk management function. This newly created role stems from a strategic initiative to internalize risk management processes and support the firm’s growing middle- and back-office operations, particularly in fixed income.

The successful candidate will oversee investment risk and operational risk, develop risk frameworks, and manage key operational functions. This is a high-impact position requiring strong analytical skills and collaboration with local and overseas teams.

Key Responsibilities

Risk Management

• Establish and implement risk management policies and procedures aligned with global standards
• Monitor, assess, and report on investment risks
• Propose and apply risk mitigation strategies
• Coordinate with the parent company to ensure consistent risk oversight
• Prepare risk reports for senior management as needed

Middle & Back Office Operations

• Manage trade processing, settlement, reconciliation, reporting, and corporate actions
• Oversee operations related to investment trusts and funds
• Maintain strong relationships with custodians, counterparties, and service providers
• Handle audits and ensure compliance with regulatory requirements
• Support performance reporting and fund/portfolio launches
• Maintain accurate operational data

Communication & Collaboration

• Report to the President and liaise with the parent company in Japan
• Work closely with local staff including the Chief Compliance Officer
• Represent the firm professionally in interactions with external partners and regulators

Qualifications

• Bachelor’s degree or higher in Finance, Economics, Accounting, or a related field
• Minimum 3 years of experience in risk management; experience in asset management operations preferred
• Knowledge of asset management industry practices and regulatory environment
• Strong analytical and problem-solving abilities
• Proficiency in Excel, VBA, SQL
• Excellent communication and presentation skills
• Japanese language skill a plus.
• Professional certifications such as CFA or FRM are a plus
• High ethical standards and ability to work independently as well as in teams