VP of Compliance

Oliver James; Dallas (TX); On-site; USD 180,000 - 280,000; Full time

Job summary

Oliver James seeks a VP Compliance to lead its insurance compliance program across life, annuity, Medicare Supplement, and supplemental health products. The role advises executive leadership on regulatory risk and partners with business leaders to align products, operations, distribution and third-party relationships with requirements.

The ideal candidate is a strategic, business-minded leader with deep insurance regulatory expertise, proven experience building and guiding a high-performing

Qualifications

• 10+ years of regulatory compliance experience within life, health, and/or annuity insurance
• Experience with life insurance, annuities, Medicare Supplement, and/or supplemental health products
• Proven experience leading a compliance function and managing compliance professionals
• Strong knowledge of state insurance regulations and market conduct requirements
• Experience with SERFF, product filings, regulatory examinations, and consumer complaints
• Experience overseeing advertising, sales practices, and producer communications
• Experience with third-party oversight, including TPAs and distribution partners
• Strong compliance monitoring, testing, and remediation experience
• Excellent executive communication, analytical, and organizational skills
• Ability to translate complex regulations into practical business solutions
• Bachelor's degree preferred; relevant insurance or compliance designations are a plus

Responsibilities

• Lead and continuously enhance the organization's compliance framework, policies, procedures, and controls
• Advise executive leadership and business partners on regulatory requirements and compliance risks
• Monitor federal and state regulatory changes and coordinate implementation across the business
• Oversee product, rate, and form filings, including SERFF submissions
• Lead compliance review of advertising, marketing, sales practices, and producer communications
• Oversee consumer complaints and responses to regulatory inquiries
• Coordinate market conduct examinations and regulatory remediation
• Establish compliance oversight for TPAs, distributors, producers, and other third parties
• Support the review of complex claims, rescissions, and contestability matters
• Develop risk-based compliance monitoring and testing programs
• Track corrective actions, remediation, and emerging compliance risks
• Lead, develop, and manage the Compliance team

Skills

Regulatory compliance

Life/Health/Annuity

Compliance leadership

Regulatory knowledge

SERFF

Product filings

Regulatory examinations

Advertising oversight

Third-party oversight

Monitoring & remediation

Executive communication

Regulatory-to-business translation

Education

Bachelor's degree preferred

Insurance designations a plus

Job description

Our client is seeking a VP Compliance to lead and oversee its insurance compliance program across life, annuity, Medicare Supplement, and supplemental health products.

This role will advise executive leadership on regulatory risk, lead the Compliance function, and partner with business leaders to ensure products, operations, distribution, and third-party relationships meet applicable regulatory requirements. The ideal candidate is a strategic, business-minded compliance leader with strong insurance regulatory expertise.

Skills & Experience

• 10+ years of regulatory compliance experience within life, health, and/or annuity insurance
• Experience with life insurance, annuities, Medicare Supplement, and/or supplemental health products
• Proven experience leading a compliance function and managing compliance professionals
• Strong knowledge of state insurance regulations and market conduct requirements
• Experience with SERFF, product filings, regulatory examinations, and consumer complaints
• Experience overseeing advertising, sales practices, and producer communications
• Experience with third-party oversight, including TPAs and distribution partners
• Strong compliance monitoring, testing, and remediation experience
• Excellent executive communication, analytical, and organizational skills
• Ability to translate complex regulations into practical business solutions
• Bachelor's degree preferred; relevant insurance or compliance designations are a plus

Detailed Job Description

• Lead and continuously enhance the organization's compliance framework, policies, procedures, and controls
• Advise executive leadership and business partners on regulatory requirements and compliance risks
• Monitor federal and state regulatory changes and coordinate implementation across the business
• Oversee product, rate, and form filings, including SERFF submissions
• Lead compliance review of advertising, marketing, sales practices, and producer communications
• Oversee consumer complaints and responses to regulatory inquiries
• Coordinate market conduct examinations and regulatory remediation
• Establish compliance oversight for TPAs, distributors, producers, and other third parties
• Support the review of complex claims, rescissions, and contestability matters
• Develop risk-based compliance monitoring and testing programs
• Track corrective actions, remediation, and emerging compliance risks
• Lead, develop, and manage the Compliance team