Assistant Vice President, Compliance

Oliver James; Atlanta (GA); On-site; USD 90,000 - 120,000; Full time

Job summary

A leading compliance firm in Atlanta seeks an Assistant Vice President of Compliance to support senior leadership. The role requires overseeing regulatory compliance across various functions while ensuring all policies and procedures adhere to state and federal requirements. The ideal candidate will have a bachelor's degree and 3-5 years of experience in compliance or related fields. Responsibilities include managing compliance audits, providing training, and preparing responses to regulatory inquiries. Competitive compensation is offered.

Qualifications

• 3-5 years of compliance, risk, or audit experience.
• Knowledge of life and health insurance products and regulatory requirements.
• Proficiency with Microsoft Office and compliance systems.

Responsibilities

• Ensure compliance with applicable laws and regulations.
• Draft and review policy forms for regulatory accuracy.
• Conduct compliance audits and testing.
• Provide compliance guidance and training to internal teams.
• Prepare responses to regulatory inquiries and complaints.

Skills

Analytical skills

Excellent communication

Collaboration

Organizational skills

Problem solving

Education

Bachelor's degree or equivalent in law, business, finance, or related field

Tools

Microsoft Office

Compliance systems

Job description

Overview

The Assistant Vice President of Compliance supports senior leadership in building and maintaining a strong compliance culture. This role oversees regulatory compliance across product development, operations, marketing and customer servicing. The AVP ensures policies, procedures and controls meet applicable state and federal requirements and works with cross functional teams to manage compliance risk.

Qualifications

• Bachelor's degree or equivalent experience in law, business, finance or related field
• Three to five years of compliance, risk, or audit experience
• Knowledge of life and health insurance products and regulatory requirements
• Strong analytical, research and problem solving abilities
• Excellent communication, collaboration and organizational skills
• Proficiency with Microsoft Office and compliance systems

Responsibilities

• Ensure compliance with all applicable laws and regulations across product design, marketing, administration and operations
• Draft and review policy forms and related materials for regulatory accuracy
• Manage or support regulatory filings and maintain ongoing product compliance
• Research regulatory requirements and maintain company compliance policies and procedures
• Monitor regulatory changes and advise leadership on operational impact
• Conduct compliance audits and testing
• Identify issues, recommend corrective actions and track remediation
• Provide compliance guidance and training to internal teams
• Serve as a primary resource for compliance related questions
• Prepare responses to regulatory inquiries, complaints and examinations
• Support internal investigations, privacy, anti fraud and anti money laundering programs
• Contribute to company projects requiring compliance input
• Assist with operational reviews and process improvements

How to Apply

If interested, please apply to this job advert or reach out to [e-mail]