VP Legal Counsel (Registered Products and Global Distribution)

Atlantic Group; New York (NY); Hybrid; USD 175,000 - 200,000; Full time

Job summary

Join a leading firm in New York as VP Legal Counsel, focusing on fund distribution and regulatory compliance. In this hybrid role, leverage your legal expertise to negotiate agreements and engage with stakeholders across various markets. The position requires a Juris Doctor (JD), active bar membership, and several years of experience in financial regulations.

Qualifications

• Juris Doctor (JD) from an accredited law school required.
• Active bar membership in at least one U.S. state.
• 3-5 years of legal experience in fund distribution.

Responsibilities

• Draft, review, and negotiate placement and distribution agreements.
• Ensure compliance with Investment Advisers Act and other securities laws.
• Collaborate with international counsel to maintain regulatory compliance.

Skills

Contract negotiation

Legal drafting

Analytical skills

Education

Juris Doctor (JD)

Tools

Microsoft Office

Legal research tools

Job description

Job Overview – VP Legal Counsel (Registered Products and Global Distribution):
Elevate your career as VP Legal Counsel (Registered Products & Global Distribution) with our client in New York, NY (Hybrid). This leadership role offers the opportunity to advise on fund distribution strategies, ensure multi-jurisdictional legal compliance, and negotiate key agreements with brokers, placement agents, and FinTech platforms. Collaborate with internal stakeholders to navigate securities laws, oversee regulatory compliance, and stay ahead of evolving global market regulations.

Compensation: $175,000 – $200,000/year base ($250,000 All-In)
Location: New York, NY
Schedule: Monday to Friday (Hybrid)

Responsibilities as the VP Legal Counsel (Registered Products and Global Distribution):

• Fund Distribution & Legal Agreements: Draft, review, and negotiate placement agreements, distribution agreements, and intermediary contracts with brokers, FinTech platforms, and placement agents.
• Regulatory Compliance & Securities Law: Ensure fund distribution arrangements align with Investment Advisers Act, Investment Company Act, and other relevant securities laws across jurisdictions.
• Global Market Coordination: Collaborate with local counsel across Europe, Asia, and Latin America to maintain compliance with international regulations.
• Internal Stakeholder Engagement: Partner with compliance, operations, and product management teams to align legal strategies with business objectives.
• Regulatory Monitoring & Advisory: Stay informed on evolving fund distribution laws and securities regulations, providing strategic legal guidance on industry developments.
• Special Projects & Legal Initiatives: Support the legal team with high-priority initiatives, risk assessments, and ad hoc projects.

Qualifications for the VP Legal Counsel (Registered Products and Global Distribution):

• Education: Juris Doctor (JD) from an accredited law school.
• Licensure: Active bar membership in at least (1)U.S. state.
• Experience: 3-5 years of legal experience in fund distribution and regulatory compliance within an asset management firm or law firm.
• Technical Skills: Proficiency in Microsoft Office (Excel, Word, Outlook) and familiarity with legal research tools.
• Industry Knowledge: Strong understanding of broker-dealer regulations and FINRA rules preferred.
• Skills & Attributes: Strong contract negotiation, legal drafting, and analytical skills, with a solutions-oriented mindset, attention to detail, and the ability to prioritize in a fast-paced environment.

Application Notice:Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria,Atlantic Groupwill keep your resume on file for future opportunities and may contact you for further discussion.