VP, Global Equities Compliance – Flow & Derivatives

Goldman Sachs Bank AG; Northern, New York (KY, NY); Hybrid; USD 100,000 - 250,000; Full time

Benefits offered by this job

Health insurance

Vacation policy

Wellness programs

Retirement benefits

On-site health centers

Child care support

Job summary

Goldman Sachs is seeking a Vice President in Global Banking & Markets Public Compliance to oversee line Compliance coverage for Equities Flow and Strategic Derivatives in New York. This role focuses on upholding standards of conduct and regulatory compliance across sales, trading, and strat functions.

The successful candidate will work with Legal, Risk, Finance, Operations, Technology and Internal Audit to assess new initiatives, implement policies, and lead training programs.

Qualifications

• Bachelor’s Degree required.
• 6+ years of Compliance, Legal, Regulatory or Financial Services industry experience.
• Knowledge of rules and regulations governing broker-dealers, swap dealers and other regulated financial services entities.

Responsibilities

• Provide day-to-day line Compliance coverage for Equities Flow and Strat Derivatives, including Sales, Trading, and Strats teams.
• Advise on conducting business in a compliant manner across derivatives, securities-based swaps and financing products.
• Assess new business initiatives and coordinate with stakeholders to support governance.
• Represent Compliance in cross-divisional projects supporting regulatory requirements.
• Develop, draft and maintain Compliance policies and procedures.

Skills

Compliance experience

Regulatory knowledge

Strong communication

Project leadership

Education

Bachelor’s Degree

Job description

Goldman Sachs is seeking a Vice President in Global Banking & Markets Public Compliance to oversee line Compliance coverage for Equities Flow and Strategic Derivatives in New York. This role focuses on upholding standards of conduct and regulatory compliance across sales, trading, and strat functions.

The successful candidate will work with Legal, Risk, Finance, Operations, Technology and Internal Audit to assess new initiatives, implement policies, and lead training programs.