VP, Compliance Marketing Review — Regs & Messaging

Atlantic Group; New York (NY); On-site; USD 200,000 - 250,000; Full time

Job summary

A global investment firm is seeking a Vice President for their Compliance Marketing Review team. This role involves reviewing and advising on marketing materials to ensure compliance with regulatory requirements. Candidates should have 4-7 years of experience in this area, along with Series 7 and 24 licenses. Strong analytical skills and an understanding of compliance regulations are essential for success in this position.

Qualifications

• 4-7 years minimum experience reviewing marketing material.
• Series 7 and 24 licenses required.
• Strong understanding of regulatory obligations.

Responsibilities

• Conduct comprehensive and timely reviews of various materials.
• Provide guidance on compliant advertising practices.
• Assist with the implementation of new policies.

Skills

Regulatory compliance expertise

Strong analytical skills

Detail-oriented

Effective communication

Job description

A global investment firm is seeking a Vice President for their Compliance Marketing Review team. This role involves reviewing and advising on marketing materials to ensure compliance with regulatory requirements. Candidates should have 4-7 years of experience in this area, along with Series 7 and 24 licenses. Strong analytical skills and an understanding of compliance regulations are essential for success in this position.