VP- BANK REGULATORY COMPLIANCE OFFICER

Santander; New York (NY); On-site; USD 90,000 - 165,000; Full time

Job summary

Santander is seeking a VP- Bank Regulatory Compliance Officer to provide comprehensive compliance advisory support in New York. This role involves advising on banking regulations, collaborating with various teams, and ensuring that compliance frameworks meet internal policies and regulations. The successful candidate will have a significant background in regulatory compliance within the financial industry, and be capable of managing high-pressure tasks effectively.

Qualifications

• 5+ years financial industry experience within a U.S. regulated financial institution.
• Experience providing regulatory or compliance advice.
• Knowledge of banking regulations like Reg W, Flood insurance.

Responsibilities

• Provide real-time advisory support to U.S. Global Banking coverage business.
• Monitor regulatory changes and advise on implementation efforts.
• Prepare reports for top management and assist in compliance audits.

Skills

Regulatory Compliance

Critical Thinking

Project Management

Verbal and Written Communication

Education

Bachelor's Degree or equivalent

JD or MBA

Job description

Join to apply for the VP- Bank Regulatory Compliance Officer role at Santander Bank, N.A.

New York, United States of America

USA Job Family Description : Vice President, Bank Regulatory Compliance Advisory (Corporate and Investment Bank) provides real-time compliance advisory support to the CIB New York Branch business which focuses on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the banks compliance with regulation and internal policy. Responsibilities include advising on rules, regulations, issues related to banking activities, surveillance, controls, supervision, policies, procedures, and general compliance matters.

Essential Functions / Responsibility Statements :

• Provide real-time advisory support to, and oversight of, the U.S. Global Banking coverage business including M&A, Leveraged Finance, Lending, Structuring, execution, and syndication of securities.
• Provide advice on issues related to banking regulations.
• Develop relationships with key stakeholders within the Bank e.g., Legal, Risk, First Line Control teams, building credibility for the Compliance function and enhancing the Compliance brand more widely.
• Work collaboratively with the Global and US Compliance teams where necessary to ensure a consistent and common approach with respect to SCIB and Santander US policies and procedures.
• Assist with the drafting and delivery of policies, procedures, standards, trainings and Compliance advisories.
• On-going identification of Risks, including but not limited to regulatory and conduct, and participation in annual Risk Assessments.
• Monitor regulatory changes, participate in industry associations, and advise in implementation efforts.
• Participate in internal investigations, respond to regulatory inquiries, and coordinate internal and external audits and inspections.
• Assist with regulatory examinations and inquiries, internal audits, and compliance testing.
• Maintain close working knowledge of all applicable industry rules and regulations and work directly with senior leadership in policy making decisions.
• Prepare reports for top management and assist in preparation of management information reporting and governance materials.
• Make timely regulatory filings and certifications.

Qualifications :

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and / or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Education : Bachelor's Degree or equivalent; JD or MBA a plus.

Work Experience : 5+ years financial industry experience within a U.S. regulated financial institution, specific work experience with federal and state banking regulations.

Skills And Abilities :

• Experience in providing regulatory or compliance advice in connection with investment banking advisory engagements and transactions.
• Knowledge of banking regulations such as Reg W, Flood insurance, Legal Lending Limits and Discount Window, as well as industry best practices.
• Ability to prioritize and manage multiple tasks in a high-pressure environment.
• Strong critical thinking and analysis skills, verbal and written communications skills, and project management skills.

Working Conditions : Frequent minimal physical effort such as sitting, standing, and walking. Occasional moving and lifting equipment and furniture is required to support onsite and offsite meeting setup and teardown. Physically capable of lifting up to fifty pounds, able to bend, kneel, climb ladders.

Primary Location : New York, NY, Madison Ave Corp

Salary : $90,000 - $165,000 / year

EEO Statement : At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply.

Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.

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Regulatory Compliance • New York, NY, United States