Vice President of Audit and Compliance

Acara Solutions; Anaheim (CA); On-site; USD 136,000 - 213,000; Full time

Job summary

An established industry player is seeking a Vice President of Audit and Compliance to spearhead risk management and compliance initiatives. This pivotal role involves collaborating with top management, overseeing the Enterprise Risk Management program, and leading the Compliance Department. The ideal candidate will bring extensive experience in financial institution auditing and a strong understanding of relevant regulations. Join a dynamic team that values integrity and compliance, where your expertise will help shape the future of the organization. This is an exciting opportunity to make a significant impact in a hybrid work environment, balancing in-office collaboration with remote flexibility.

Qualifications

• 5+ years of experience in financial institution auditing or examination.
• 3+ years in risk and vendor management at the management level.

Responsibilities

• Collaborate with CFO on risk management and audit engagements.
• Lead Compliance Department focusing on BSA/AML regulations.

Skills

Financial Institution Auditing

Risk Management

Vendor Management

Compliance Knowledge

Internal Auditing

Regulatory Interpretation

Education

Bachelor's Degree in Finance or Related Field

Tools

Microsoft Office

Job description

Description: Acara Solutions is seeking a Vice President of Audit and Compliance to join our client on a Full Time Direct Hire opportunity located in Anaheim, CA.

Pay Rate: $136K to $213K

Hybrid Work Schedule: 2 days in office - 3 days from home

Responsibilities:

• Collaborate with CFO and Management on risk management and audit engagements.
• Oversee ERM program implementation and compliance.
• Chair the Enterprise Risk Management Committee.
• Lead the Compliance Department focusing on BSA / AML and various regulations.
• Ensure compliance with the VM Policy and platform.
• Lead the IA Department and execute a risk-based IA plan.
• Manage annual CPA opinion audit and regulatory examinations.
• Conduct internal investigations with IA.
• Develop and oversee the BC program and disaster recovery tests.

Job Requirements

Required Skills / Qualifications:

• 5 years' minimum experience in financial institution auditing or examination.
• 3 years minimum experience in risk and vendor management.
• 5 years minimum at the management level.

Preferred Skills / Qualifications:

• Experience in credit unions or financial services.
• Familiarity with The Institute of Internal Auditors' standards.
• Knowledge of relevant regulations and laws (GAAP, GAAS, Federal Banking Laws, etc.).
• Experience with COSO frameworks, BSA / AML, and Fraud & Loss Mitigation.
• Knowledge of business continuity and data governance.
• Proficient in Microsoft Office (Word, Excel, Outlook, Teams).
• Ability to interpret regulations and laws.
• Understanding of risk areas in depository institutions.