Vice President Internal Audit

HW3; New York (NY); On-site; USD 180,000 - 240,000; Full time

Job summary

HW3 seeks a Vice President for Internal Audit in New York, focused on Global Investment Banking. The role leads risk-based audits, assesses control environments across investment banking activities, and partners with senior stakeholders in first and second lines of defence.

You will have direct audit coverage of front-office businesses such as ECM, DCM, leveraged finance, and corporate finance, with responsibility for planning through reporting and for challenging senior management.

Qualifications

• Current Internal Audit experience within a global bank, investment bank or CIB environment.
• Direct audit coverage of Investment Banking, CIB, Corporate Banking or closely related front-office businesses.
• Strong understanding of investment-banking products, processes and associated risks.
• Experience leading audits from planning through reporting.
• Confidence dealing with senior front-office and control-function stakeholders.

Responsibilities

• Lead risk-based audits across investment banking activities.
• Assess the control environment and report findings to stakeholders.
• Coordinate with first and second lines of defence to ensure issue remediation.
• Provide clear, objective audit conclusions and recommendations.

Skills

Internal Audit experience

Front-office coverage

Audit leadership

Stakeholder management

Risk assessment

Job description

We are partnered with a leading global financial institution who are looking to hire a Vice President within its Internal Audit team, focused on Global Investment Banking.

This position is specifically suited to auditors with experience covering front-office investment banking businesses and products. The VP will lead risk-based audits, assess the control environment across investment banking activities and work directly with senior stakeholders across the first and second lines of defence.

Relevant experience may include coverage of:

• Investment Banking / Corporate & Investment Banking
• Equity Capital Markets (ECM)
• Debt Capital Markets (DCM)
• Leveraged Finance
• Corporate Finance / Underwriting
• Other front-office CIB or wholesale banking activities

What they’re looking for:

• Current or previous Internal Audit experience within a global bank, investment bank or CIB environment
• Direct audit coverage of Investment Banking, CIB, Corporate Banking or closely related front-office businesses
• Strong understanding of investment-banking products, processes and associated risks
• Experience leading audits from planning through reporting
• Confidence dealing with senior front-office and control-function stakeholders