Vice President Internal Audit

Insight Global; New York (NY); On-site; USD 180,000 - 280,000; Full time

Benefits offered by this job

Generous paid time off

Medical and dental insurance

401k

Job summary

Insight Global seeks a Vice President of Operational Risk Clearance & Collateral Management to lead audits across collateral management, clearing, settlement, and securities financing. You will evaluate controls and risk management processes within capital markets operations, driving remediation and control enhancements.

Ideal candidates bring 7+ years in internal audit or risk roles within banking/financial services, with strong project management skills and experience leveraging analytics and

Qualifications

• Bachelor's degree in Accounting, Finance, or related field.
• 7+ years in Internal Audit, Risk Management, Compliance or Operational Controls in banking/financial services.
• Knowledge of collateral management, margining, securities financing, repo markets, and settlement operations.

Responsibilities

• Execute audits across collateral management, clearing, settlement, repo operations, and securities financing.
• Evaluate controls governing margin calculations, collateral optimization, and counterparty risk management.
• Assess the effectiveness of operational processes supporting capital markets activities.
• Perform risk assessments and identify emerging risks within securities processing functions.
• Document audit findings and provide practical recommendations to management.
• Partner with business leaders to track issue remediation and control enhancements. Leverage analytics and technology to improve audit coverage and efficiency.

Skills

Internal Audit

Risk Management

Compliance

Operational Controls

Project Management

Organizational skills

Education

Bachelor's degree in Accounting, Finance, or related field

Tools

SQL

Power BI

Automation technologies

Job description

The Vice President, Operational Risk Clearance & Collateral Management will perform audits across clearing, settlement, margin, collateral, and securities financing activities that support our customer's capital markets operations. This role is ideal for an auditor who understands how financial institutions manage counterparty risk and ensure proper settlement of securities and cash transactions.

Responsibilities

• Execute audits across collateral management, clearing, settlement, repo operations, and securities financing activities.
• Evaluate controls governing margin calculations, collateral optimization, and counterparty risk management.
• Assess the effectiveness of operational processes supporting capital markets activities.
• Perform risk assessments and identify emerging risks within securities processing functions.
• Document audit findings and provide practical recommendations to management.
• Partner with business leaders to track issue remediation and control enhancements. Leverage analytics and technology to improve audit coverage and efficiency. Compensation may vary based on several factors, including skills, experience, and education. Benefit packages for this role may include generous paid time off, medical and dental insurance offerings, and 401k.

Required Skills and Experience

• Bachelor's degree in Accounting, Finance, or related field.
• 7+ years of experience in Internal Audit, Risk Management, Compliance, or Operational Controls within banking or financial services.
• Knowledge of collateral management, margining, securities financing, repo markets, and settlement operations.
• Strong understanding of operational risk and internal control frameworks.
• Experience leading audits from planning through reporting. Strong project management and organizational skills.

Nice to Have Skills and Experience

• Experience using data analytics, AI tools, SQL, Power BI, or automation technologies.