Senior Internal Auditor

Selby Jennings; Dallas (TX); On-site; USD 85,000 - 120,000; Full time

Job summary

Selby Jennings is seeking an experienced Internal Audit professional in Dallas to strengthen the control framework across regulated financial functions.

You will lead end-to-end audits, assess controls, and report findings, while mentoring junior staff and coordinating with regulators and external auditors. 3+ years of relevant experience in banks or public accounting; CPA/CIA/CISA/CAMS/CFIRS preferred.

Qualifications

• 3+ years of audit, risk or compliance experience in a regulated financial institution or public accounting firm.
• Experience auditing or working with BSA/AML, Trust or Consumer Compliance is highly favored.
• Professional certifications such as CPA, CIA, CISA, CAMS or CFIRS are preferred.

Responsibilities

• Lead end-to-end audits including risk assessment, scoping, planning, fieldwork, testing and reporting.
• Execute audits across multiple business areas, such as: finance, credit, HR, trust services, BSA/AML etc.
• Assess the adequacy, efficiency and effectiveness of internal controls.
• Conduct walkthroughs, develop test plans and identify control gaps or compliance issues.
• Prepare clear and concise audit reports that summarize observations, conclusions and remediation expectations.
• Monitor remediation efforts and validate closure of issues. Serve as a liaison during examinations, audits, and reviews conducted by regulators, external auditors and third-party providers.
• Support continuous improvement of audit methodologies, templates, work paper standards and documentation.
• Provide recommendations to strengthen governance, risk awareness and control environment.
• Serve as a mentor to junior team members to contribute to a collaborative, high-performing audit culture.

Skills

Audit

Auditing

Consumer Compliance

Banking

Risk management

Data analytics

Education

CPA

CIA

CISA

CAMS

CFIRS

Job description

This position is ideal for candidates who bring experience from banks, Big 4, public accounting and internal audit functions. The role will play a key part in strengthening the internal control framework and will join the audit program in it's early stages, providing plenty of opportunity for growth, challenge and visibility.

Responsibilities

• Lead end-to-end audits including risk assessment, scoping, planning, fieldwork, testing and reporting.
• Execute audits across multiple business areas, such as: finance, credit, HR, trust services, BSA/AML etc.
• Assess the adequacy, efficiency and effectiveness of internal controls.
• Conduct walkthroughs, develop test plans and identify control gaps or compliance issues.
• Prepare clear and concise audit reports that summarize observations, conclusions and remediation expectations.
• Monitor remediation efforts and validate closure of issues. Serve as a liaison during examinations, audits, and reviews conducted by regulators, external auditors and third-party providers.
• Support continuous improvement of audit methodologies, templates, work paper standards and documentation.
• Provide recommendations to strengthen governance, risk awareness and control environment.
• Serve as a mentor to junior team members to contribute to a collaborative, high-performing audit culture.

Qualifications

• Minimum 3 years of experience of audit, risk or compliance experience within a regulated financial institution or public accounting firm.
• Experience auditing or working with functions such as BSA/AML, Trust or Consumer Compliance are highly favored.
• Professional certifications such as a CPA, CIA, CISA, CAMS or CFIRS are preferred.

Extra

• Sponsorship is not available for this role at this time.
• Managers or auditors who do not meet qualifications for this position will also be considered for other opportunities.

Desired Skills and Experience

• Audit
• Auditing
• Consumer Compliance
• Banking
• AML
• BSA
• Financial Services
• Risk management
• data analytics
• FDIC
• FRB
• OCC
• Finance
• Internal Controls