Vice President

Darren Caddle; Boca Raton (FL); On-site; USD 125,000 - 250,000; Full time

Benefits offered by this job

Workspace provided at no charge

Attractive payout structure

Flexible working arrangements

Job summary

A financial services firm in Boca Raton is seeking experienced financial advisors to manage a book of business and adhere to compliance standards. The ideal candidate must have at least $30 million AUM and generate $250,000 in annual revenue. This role offers a payout structure of 50-70% of revenue and workspace provided at no charge. If you are passionate about delivering effective investment solutions and are ready for a new challenge, consider applying for this unique opportunity.

Qualifications

• Minimum $30 million AUM and $250,000 annual fee revenue required.
• Must have a clear financial regulatory track record.
• Experience in wealth management principles is essential.

Responsibilities

• Transition existing book of business effectively.
• Adhere to regulatory guidelines and compliance requirements.

Skills

Proven track record of managing a book of business

Familiarity with RIA services

Strong knowledge of investment products

Understanding of financial planning strategies

Job description

The company provides comprehensive financial planning solutions to help their clients organize, grow and protect their assets. Their services include retirement, investment, estate, insurance and tax planning.

Responsibilities

• Transition Book of Business: Effectively transition your existing book of business, which should have a minimum size of $30 million in assets under management (AUM) and generate a minimum of $250,000 in annual fee revenue.
• Compliance: Adhere to all regulatory guidelines and compliance requirements to ensure ethical and compliant practices.

Requirements

• Proven track record of managing a book of business with a minimum of $30 million in AUM and generating $250,000 or more in annual fee revenue.
• Familiarity with RIA services and regulations.
• The candidate must have a clear financial regulatory track record.
• Strong knowledge of investment products, financial planning strategies, and wealth management principles.

Compensation

• Payout structure: 50-70% of revenue generated, depending on performance.
• Workspace provided at no charge for advisors working from our Boca Raton office.
• No salary; this is a full fee-based position.

Note

To be considered for this position, please include details about your existing book of business, including AUM and fee revenue, in your application.

Company offers a unique opportunity for experienced financial advisors to seamlessly transition to our RIA platform while benefiting from our comprehensive support, attractive payout structure, and flexible working arrangements. Join our team and take your career to new heights by delivering exceptional investment solutions to high net worth clients.