US Analyst - Global Markets Regulatory Compliance Advisory Team

Crédit Agricole CIB; New York (NY); On-site; USD 80,000 - 92,000; Full time

Job summary

A leading company in the banking sector is hiring a US Analyst for their Global Markets Regulatory Compliance Advisory Team. The role involves providing regulatory guidance and assisting with compliance projects while ensuring adherence to industry regulations. This position is designed to cultivate recent graduates into future leaders in finance.

Qualifications

• Understanding of regulatory requirements like SEC, FINRA, NFA.
• Recent college graduate or related experience.
• Strong analytical and communication skills.

Responsibilities

• Provide advisory on regulatory inquiries for CACIB Swap Dealer.
• Assist in compliance development related to new products.
• Coordinate training and documentation to staff regarding compliance.

Skills

Compliance Knowledge

Analytical Skills

Communication Skills

Education

Degree in finance or related field

Job description

US Analyst - Global Markets Regulatory Compliance Advisory Team

Join to apply for the US Analyst - Global Markets Regulatory Compliance Advisory Team role at Crédit Agricole CIB

US Analyst - Global Markets Regulatory Compliance Advisory Team

Join to apply for the US Analyst - Global Markets Regulatory Compliance Advisory Team role at Crédit Agricole CIB

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Summary

Job description

The position's responsibilities include the following: providing advisory on regulatory and product specific inquiries for the CACIB Swap Dealer and CAS USA Inc. Broker Dealer, executing special projects for global and local initiatives, and documenting and delivering global policies, procedures and training.

Key Responsibilities

In collaboration with stakeholders throughout the organization, assist in the development of processes, policies, and procedures to help ensure compliance with the relevant regulatory requirements, including rules and regulations issued by the SEC, FINRA, NFA, and CFTC.

Assist in executing global projects that impacts Front Office, Middle Office, Back Office, and IT functions to address compliance with SEC, FINRA, CFTC, and NFA regulatory requirements

Assist in evaluating new products and activities to ensure compliance issues are identified and addressed and an appropriate compliance program is implemented, as needed.

Coordinate with Compliance Testing and Surveillance teams to provide reasonable assurance that the firm is in compliance with applicable regulatory requirements and internal policies.

Develop and deliver training and education to make employees aware of their compliance and regulatory responsibilities.

Assist in responding to regulatory inquiries, audits, examinations and investigations.

Management And Reporting

The position reports directly to the Head of Global Markets Regulatory Compliance Advisory in Americas.

Key Internal Contacts

The employee will most likely interact on a regular basis with Front Office, Head Office Compliance, Middle Office, Back Office and IT support personnel.

Key External Contacts

The employee may have occasion to interact with external consultants for special projects.

Complément

US Analyst Program Overview

The US Analyst program offers an opportunity for recent college graduates interested in finance and investment banking to actively participate in this fast-paced and challenging industry. We provide our US Analysts with the tools necessary for professional growth and career advancement. The US Analyst experience fosters the opportunity to connect with people who can help guide your career.

The US Analyst position will be available for a maximum of 2 years. The goal of the U.S. Analyst program is to develop the ideal candidate into a potential full-time position at the end of the two years.

Salary: $80,000

Application criteria

Company Crédit Agricole CIB

About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offersare open to persons with disabilities. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/ By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Seniority level

• Seniority level

  Internship

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

• Industries

  Banking

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