Trust Compliance Lead – SEC Examinations & Risk

Bridges Trust; Omaha (NE); On-site; USD 70,000 - 110,000; Full time

Job summary

Bridges Trust in the United States seeks a Senior Compliance Analyst to lead monitoring, testing, risk assessments, regulatory reporting, and examination support across its SEC-registered advisory, funds, and trust operations.

The role requires collaboration with multiple teams to ensure policies and disclosures meet regulatory standards and industry best practices, while maintaining robust records and governance processes.

Qualifications

• Bachelor’s degree in business, finance, accounting, law, risk management, or a related field.
• Five or more years of relevant compliance, regulatory, audit, risk, securities, investment advisory, registered fund, trust, or financial-services experience.
• Experience supporting regulatory examinations and interacting with federal or state regulators.
• Knowledge of regulations governing investment advisers, registered investment companies, trust companies, or wealth management organizations.
• Experience with compliance testing, risk assessments, regulatory filings, policies and procedures, or issue remediation.

Responsibilities

• Support SEC and state regulatory examinations, communications, information requests, and remediation activities.
• Research regulations affecting investment advisers, registered funds, trust companies, and wealth management businesses.
• Conduct compliance monitoring, surveillance, testing, and risk assessments; document findings and track corrective actions.
• Maintain regulatory records, the compliance calendar, and the enterprise compliance management platform.
• Prepare or support Form ADV and other federal and state regulatory filings.
• Review client disclosures, account documents, trust agreements, investment policy statements, and donor-advised fund proposals.
• Update compliance policies and procedures to address regulatory and business developments.
• Support compliance training, audits, independent reviews, and reporting to management and governance bodies.
• Provide practical compliance guidance and participate in reviews of new products, services, vendors, and operational changes.
• Promote a strong culture of compliance through sound judgment, collaboration, and proactive communication.

Skills

Analytical thinking

Research

Communication

Organizational skills

Documentation

Education

Bachelor's degree

Tools

Microsoft Office

Job description

Bridges Trust in the United States seeks a Senior Compliance Analyst to lead monitoring, testing, risk assessments, regulatory reporting, and examination support across its SEC-registered advisory, funds, and trust operations.

The role requires collaboration with multiple teams to ensure policies and disclosures meet regulatory standards and industry best practices, while maintaining robust records and governance processes.