Trading Specialist - In-Branch Client & Market Expert

Fidelity Investments; Miami (FL); On-site; USD 70,000 - 100,000; Full time

Job summary

Fidelity Investments is seeking a Trading Specialist to support clients with trading, investment, and account-related needs. You will guide clients through market activity, process complex securities transactions, and provide education to help informed decisions, while upholding regulatory standards.

The role emphasizes strong market knowledge, regulatory acumen, and the ability to articulate complex concepts in a clear, client-friendly manner within a fast-paced team.

Qualifications

• Requires active Series 7 license and ability to obtain Series 63 within 90 days.
• Experience in financial services, brokerage operations, trading support or client services.
• Strong understanding of financial markets and investment products.

Responsibilities

• Assist clients with trading, investment and account needs via inbound interactions.
• Explain market activity and educate clients to support informed decisions.
• Process complex securities transactions accurately and in compliance with regulations.
• Identify opportunities to connect clients with additional products and solutions.

Skills

FINRA licensing guidance

Series 7 required

Series 63 within 90 days

Financial markets knowledge

Securities transactions understanding

Regulatory & policy compliance

Client advisory & sales mindset

Clear communication

Active listening

Attention to detail

Problem solving & critical thinking

Multitasking in fast-paced teams

Education

Series 7 license

Series 63 license (or ability to obtain within 90 days)

Job description

Fidelity Investments is seeking a Trading Specialist to support clients with trading, investment, and account-related needs. You will guide clients through market activity, process complex securities transactions, and provide education to help informed decisions, while upholding regulatory standards.

The role emphasizes strong market knowledge, regulatory acumen, and the ability to articulate complex concepts in a clear, client-friendly manner within a fast-paced team.