Trading Specialist: Client-Focused Markets Expert

Fidelity Investments; Smithfield (RI); On-site; USD 60,000 - 95,000; Full time

Job summary

Fidelity Investments in Rhode Island is seeking a Trading Specialist to support investors across trading, investments, and account-related needs, deepening client relationships through personalized guidance and education.

Role requires Series 7 and Series 63 licenses (or eligibility within 90 days), strong knowledge of financial markets and securities, and a consultative, compliant approach to client solutions. Onsite operations reflect Fidelity's evolving model while delivering superior service.

Qualifications

• Series 7 license required.
• Series 63 license or ability to obtain within 90 days.
• Experience in financial services, brokerage operations, trading support, client services, or a related field.
• Knowledge of financial markets, investment products, economic trends, and industry developments.
• Understanding of securities transactions, including equities, options, mutual funds, fixed income securities, and precious metals.
• Ability to apply regulatory and policy requirements while delivering accurate and compliant support to clients.
• Ability to guide clients through trading and investment decisions with integrity and confidence.
• Consultative approach to uncovering client needs and recommending appropriate offerings, support, and solutions.
• Excellent communication and active listening skills, including the ability to explain complex investment and trading concepts in a clear and relatable manner.
• Strong attention to detail and commitment to accuracy when processing transactions and handling client requests.
• Effective problem-solving, critical-thinking, and decision-making skills.
• Ability to manage several priorities and perform effectively in a fast-paced, team-oriented environment.

Responsibilities

• Support investors with trading, investment, and account-related needs to deepen client relationships.
• Guide clients through market activity and process complex securities transactions.
• Provide education to help clients make informed financial decisions and connect them with additional products and solutions.

Skills

Series 7 license

Series 63 license

Trading support

Financial markets knowledge

Regulatory compliance

Client education

Communication

Attention to detail

Multi-tasking

Problem solving

Decision making

Job description

Fidelity Investments in Rhode Island is seeking a Trading Specialist to support investors across trading, investments, and account-related needs, deepening client relationships through personalized guidance and education.

Role requires Series 7 and Series 63 licenses (or eligibility within 90 days), strong knowledge of financial markets and securities, and a consultative, compliant approach to client solutions. Onsite operations reflect Fidelity's evolving model while delivering superior service.