Trading Specialist: Guide Investors Through Markets

Fidelity Investments; Phoenix (AZ); On-site; USD 70,000 - 90,000; Full time

Job summary

Fidelity Investments is seeking a Trading Specialist to support investors with trading, investment, and account-related needs. The role emphasizes guiding clients through market activity, processing complex securities transactions, and educating clients to make informed decisions.

The position requires Series 7 and Series 63 licenses (or eligibility), along with experience in financial services and regulatory compliance.

Qualifications

• Series 7 license required.
• Series 63 license or ability to obtain within 90 days.
• Experience in financial services, brokerage operations, trading support, client services, or a related field.
• Knowledge of financial markets, investment products, economic trends, and industry developments.
• Understanding of securities transactions, including equities, options, mutual funds, fixed income securities, and precious metals.
• Ability to apply regulatory and policy requirements while delivering accurate and compliant support to clients.
• Ability to guide clients through trading and investment decisions with integrity and confidence.
• Consultative approach to uncovering client needs and recommending appropriate offerings, support, and solutions.
• Excellent communication and active listening skills, including the ability to explain complex investment and trading concepts in a clear and relatable manner.
• Strong attention to detail and commitment to accuracy when processing transactions and handling client requests.
• Effective problem-solving, critical-thinking, and decision-making skills.
• Ability to manage several priorities and perform effectively in a fast-paced, team-oriented environment.

Responsibilities

• Assist clients with trading activities and account-related needs.
• Guide clients through market activity and complex securities transactions.
• Educate clients to help them make informed financial decisions.
• Deliver personalized support through inbound client interactions and build trust.

Skills

Series 7

Series 63

Trading support

Client services

Regulatory knowledge

Communication skills

Analytical thinking

Attention to detail

Job description

Fidelity Investments is seeking a Trading Specialist to support investors with trading, investment, and account-related needs. The role emphasizes guiding clients through market activity, processing complex securities transactions, and educating clients to make informed decisions.

The position requires Series 7 and Series 63 licenses (or eligibility), along with experience in financial services and regulatory compliance.