Trading and Client Services Representative

First Citizens; Raleigh (NC); On-site; USD 65,000 - 80,000; Full time

Benefits offered by this job

Competitive benefits program

Job summary

A prominent banking institution in Raleigh, North Carolina, is looking for a Client Support Specialist to provide assistance with brokerage products and services. The role requires executing trading instructions, resolving client inquiries, and maintaining knowledge of brokerage processes. Candidates should possess a Bachelor's degree or equivalent experience in Sales and Banking, along with valid Series 7 and related licenses. The position offers a competitive benefits program.

Qualifications

• 1+ years of experience in Sales and Banking including Securities Trading.
• Understanding of back office roles for a broker dealer.
• Possess valid licenses for Series 7, 63, 65 or 66, and state-specific insurance.

Responsibilities

• Receives, researches, and resolves client inquiries and concerns.
• Maintains documentation related to sales and service changes.
• Executes trading instructions on various security classes.
• Ensures compliance with trading regulations.

Skills

Client Service

Business Support

Business Proficiency

Security Trading

Education

Bachelor's Degree in Sales/Banking/Securities Trading

High School Diploma or GED

Tools

Series 7

Series 63

Series 65 or 66

Job description

Overview

This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department documentation. Maintains knowledge of offered brokerage products, services, and available resources in order to provide comprehensive client support.

Responsibilities

• Client Service - Receives, researches, and resolves client inquiries and concerns. Addresses trading questions as well as requests regarding the department account platform.
• Business Support - Supports the department account platform and the ongoing servicing of accounts. Maintains documentation related to sales and service changes on client accounts. Assists management with special projects.
• Business Proficiency - Maintains knowledge of brokerage products, accounts, and services as well as Bank policies and procedures. Remains current on trading processes and requirements. Understands the different tools and resources available to address client concerns for each product and service.
• Security Trading - Executes accurate, timely trading instructions on various security classes. Reconciles all trading instructions and orders from field associates or external client requests. Ensures compliance with all applicable trading regulations. Serves as a liaison between clearing firms, clients, and associates.

Qualifications

Bachelor's Degree and 1 years of experience in Sales and Banking including Securities Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities Trading

License or Certification Type: Possess valid Series 7, 63, 65 or 66, and state-specific life and health insurance licenses RequiredSkill(s): Understanding of back office roles for a broker dealer

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.