Trader Investment Analyst PM Responsibilities

Pointwealth Capital Management; Los Angeles (CA); On-site; USD 100,000 - 200,000; Full time

Benefits offered by this job

401(k)

401(k) matching

Dental insurance

Health insurance

Vision insurance

Paid time off

Job summary

Pointwealth Capital Management in Encino, CA seeks an experienced Investment Analyst, Trader, or Portfolio Manager to lead daily investment operations, trading, research, and analysis. The role requires 5+ years in portfolio management and a full license (SIE, Series 7, 63/65 or 66) or the ability to obtain within 60 days.

The firm manages over $500M in client assets and offers a performance-based bonus and full benefits.

Qualifications

• 5+ years of relevant experience in portfolio management, trading, or investment analysis.
• Licensed: SIE, Series 7, 63/65 or 66 or ability to obtain within 60 days of hire date.
• Proficient in MS Office and strong communication skills.

Responsibilities

• Manage and monitor firm investment models.
• Execute all trading and portfolio rebalancing.
• Monitor portfolio performance and recommend changes based on market conditions and client objectives.
• Conduct investment research and due diligence on funds, ETFs, securities, SMAs, fixed income and alternatives.
• Collaborate with financial advisors to develop customized investment recommendations and support client meetings.
• Monitor economic trends, market developments, rate movements, and geopolitical events.
• Ensure trading complies with regulatory and firm policies.
• Work with operations and compliance to resolve trading and account issues.
• Respond promptly to advisor and client inquiries.
• Perform ad-hoc duties to support investment management and client service.

Skills

Portfolio management

Trading

Investment analysis

MS Office

Communication

Education

Bachelor's degree

Tools

Microsoft Office

Job description

Benefits

• 401(k)
• Health insurance
• Paid time off
• 401(k) matching

Pointwealth Capital Management – Investment Analyst / Trader (Portfolio Management Responsibilities)

Base salary: $100,000 - $200,000, commensurate with experience, plus performance-based bonus and full benefits package (401(k) with match, health/dental/vision, PTO).

Job Description: This position is for an experienced Investment Analyst, Trader, or Portfolio Manager. The individual must have 5+ years of relevant experience in portfolio management, trading, or investment analysis, and be fully licensed (SIE, Series 7, 63/65 or 66 required, or ability to obtain within 60 days).

We are a boutique investment firm located in Encino, CA, managing over $500M in client assets. This role will have a leading hand in the investment strategy and execution of the firm. Primary responsibilities include leading daily investment operations, trading, research, and analysis. This is a dynamic role and every day will be different. The individual must have the ability to problem solve independently using our back-office and extensive resources, and communicate proactively when needing additional guidance.

We are looking for someone who wants to grow with a smaller but established firm. Your financial and professional advancement within financial services is as limitless as you allow it to be. This role will be integral to the future growth of the firm, and the individual will be able to make a difference from day one. If you are looking for a fast-paced, rewarding role with the opportunity for growth, this role may be a fit for you.

What We\'re Looking For

• Bachelor\'s degree (required)
• 5+ years of relevant experience in portfolio management, trading, or investment analysis
• Fully licensed: SIE, Series 7, and 63/65 or 66 required, or ability to obtain within 60 days of hire date
• High proficiency with Microsoft Office (Word, Excel, PowerPoint, etc.)
• Strong oral and written communication skills, with effective interpersonal skills
• Ability to work independently and collaboratively in a fast-paced, detail-oriented environment
• Excellent multi-tasking and prioritization skills
• Great team attitude and strong ethical character
• Coachable, proactive, and willing to take on tasks at any level ("no task too small" mentality)
• Commitment to the firm\'s growth as well as your own professional and personal development

Responsibilities

• Manage and monitor firm investment models
• Execute all trading and portfolio rebalancing
• Monitor portfolio performance and recommend changes based on market conditions, client circumstances, and investment objectives
• Conduct investment research and due diligence on mutual funds, ETFs, individual securities, separately managed accounts (SMAs), fixed income investments, and alternative investments
• Collaborate with financial advisors to develop customized investment recommendations and support client meetings when needed
• Monitor economic trends, market developments, interest rate movements, and geopolitical events that may impact client portfolios
• Ensure all trading activities comply with regulatory and firm compliance policies
• Work closely with operations and compliance teams to resolve trading, reconciliation, and account-related issues
• Respond promptly to advisor and client investment inquiries
• Perform ad-hoc duties as assigned to support the firm\'s investment management and client service objectives

Job Details

• Job Type: Full-time; 8 hours/day, 5 days/week
• Location: Encino, CA 91436 — in-person role; candidates must be local to or willing to relocate to the Los Angeles area before starting
• Work Location: In person

Benefits

• 401(k)
• 401(k) matching
• Dental insurance
• Health insurance
• Vision insurance
• Paid time off