Trade Surveillance Analyst

Atlas Search; United States; On-site; USD 75,000 - 100,000; Full time

Benefits offered by this job

Medical insurance

Vision insurance

401(k)

Paid maternity leave

Paid paternity leave

Job summary

A recruiting company is seeking an Associate for trading surveillance and compliance tasks. Responsibilities include monitoring market activities, conducting reviews, and maintaining compliance documentation. The ideal candidate should be proactive and detail-oriented, with a willingness to engage in special compliance projects. This is a full-time opportunity with a competitive salary range of $75,000.00 - $100,000.00 per year.

Responsibilities

• Conduct general trading surveillance reviews focusing on potential market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review trade alerts and elevate findings as needed.
• Undertake special compliance-related projects as assigned.
• Maintain accurate, organized compliance books and records.

Job description

This range is provided by Atlas Search. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$75,000.00/yr - $100,000.00/yr

Additional compensation types

• Annual Bonus

Responsibilities

• General trading surveillance reviews, including focus on potential market manipulation and insider trading.
• Monitoring daily surveillance reports using exception reports and other tools
• Review Trade alerts and elevate findings as needed
• Undertaking special compliance related projects as assigned
• Maintaining accurate, organized compliance books and records

Seniority level

Associate

Employment type

Full-time

Job function

• Finance
• Investment Management and Financial Services

Benefits

• Medical insurance
• Vision insurance
• 401(k)
• Paid maternity leave
• Paid paternity leave