Strategic Compliance Risk Lead - Wealth Management Platform

Next Frontier Capital; New York (NY); On-site; USD 170,000 - 210,000; Full time

Benefits offered by this job

Health coverage

On-site wellness centers

Retirement savings plan

Tuition reimbursement

Mental health support

Job summary

JPMorgan Chase & Co. is seeking a Compliance Risk Management Lead in CCOR to advise across the Wealth Management platform. You’ll engage with senior stakeholders to balance regulatory obligations with business needs and help design controls that mitigate risk in a complex, multi‑jurisdictional environment.

You will lead risk assessments, craft policies, and coordinate responses to regulatory inquiries, while building strong relationships with Legal, Risk, and Technology teams globally.

Qualifications

• Minimum University/Bachelor’s Degree with 6+ years in financial compliance or risk control.
• Experience with broker-dealer and investment adviser rules (SEC/FINRA/SRO).
• Ability to work independently in a dynamic, regulated environment.

Responsibilities

• Advise the JPMWM business on compliance aspects of new and existing products and services.
• Identify compliance and conduct risks inherent within JPMWM.
• Act as independent second line of defense and escalate issues with action plans.
• Collaborate to respond to regulatory examinations, audits, and inquiries.
• Draft and maintain Compliance policies and bulletins.

Skills

Regulatory compliance

Risk management

Project management

Strong communication

Analytical thinking

Education

Bachelor's degree

Job description

JPMorgan Chase & Co. is seeking a Compliance Risk Management Lead in CCOR to advise across the Wealth Management platform. You’ll engage with senior stakeholders to balance regulatory obligations with business needs and help design controls that mitigate risk in a complex, multi‑jurisdictional environment.

You will lead risk assessments, craft policies, and coordinate responses to regulatory inquiries, while building strong relationships with Legal, Risk, and Technology teams globally.