Strategic Compliance Analyst - Santa Monica

Larson Maddox; California (MO); On-site; USD 80,000 - 150,000; Full time

Benefits offered by this job

Comprehensive medical, dental, and vision coverage

Generous paid time off

401(k) retirement plan

Daily lunch and snacks

Professional development opportunities

Job summary

A leading private investment firm is seeking a Compliance Analyst to join its legal and compliance team in Santa Monica, California. This full-time role offers a unique opportunity to work within a dynamic organization responsible for over $90 billion in assets. Key responsibilities include supporting regulatory filings, monitoring compliance activities, and conducting investor due diligence. Ideal candidates should have a Bachelor's degree and 2-5 years of experience in financial services.

Qualifications

• Bachelor's degree with strong academic credentials.
• 2-5 years of experience in relevant financial services.
• Exceptional written, verbal, and presentation skills.

Responsibilities

• Support regulatory filings including SEC Forms ADV and PF.
• Monitor employee trading and compliance activities.
• Conduct due diligence on investors and counterparties.

Skills

Written communication

Verbal communication

Analytical skills

Microsoft Office proficiency

Detail-oriented

Integrity and ethical standards

Education

Bachelor's degree

Job description

A leading private investment firm is seeking a Compliance Analyst to join its legal and compliance team in Santa Monica, California. This full-time role offers a unique opportunity to work within a dynamic organization responsible for over $90 billion in assets. Key responsibilities include supporting regulatory filings, monitoring compliance activities, and conducting investor due diligence. Ideal candidates should have a Bachelor's degree and 2-5 years of experience in financial services.