Strategic AML Program Lead

Kestra Financial; Tempe (AZ); On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

401(k)

Health insurance

Tuition reimbursement

Professional development

Job summary

Kestra Financial is seeking an AML Manager to lead the day-to-day execution of the Anti-Money Laundering Program, including investigations, monitoring, and regulatory reporting. The role involves guiding the AML team, aligning with Compliance leadership, and driving program enhancements to meet regulatory requirements.

Ideal candidates will have 5–7 years in AML/compliance, strong leadership, and a proven ability to manage complex investigations while balancing operational and strategic

Qualifications

• Bachelor's degree required or equivalent
• Minimum 5-7 years of AML/compliance experience
• Leadership or supervisory experience preferred

Responsibilities

• Oversee daily operations of the AML program, ensuring investigations and monitoring are completed accurately and timely.
• Review SARs, CTRs, and regulatory responses and coordinate with regulators as needed.
• Supervise AML staff, provide coaching and performance feedback, and ensure coverage of workload and priorities.

Skills

AML compliance

Regulatory investigations

Team leadership

Risk assessment

Data analysis

Communication

Education

Bachelor's degree

Tools

MS Office

Regulatory reporting tools

Job description

Kestra Financial is seeking an AML Manager to lead the day-to-day execution of the Anti-Money Laundering Program, including investigations, monitoring, and regulatory reporting. The role involves guiding the AML team, aligning with Compliance leadership, and driving program enhancements to meet regulatory requirements.

Ideal candidates will have 5–7 years in AML/compliance, strong leadership, and a proven ability to manage complex investigations while balancing operational and strategic