Sr. Quality Control Auditor

United Business Bank

Walnut Creek (CA)

On-site

USD 125,000 - 140,000

Full time

14 days+

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Benefits offered by this job

Comprehensive medical, dental, and vision insurance

401K plan with company match

Flexible spending accounts

Generous vacation and sick policies

Job summary

A leading bank is seeking a Sr. Quality Control Auditor in Walnut Creek. The role involves tracking audit findings, maintaining compliance with banking standards, and working closely with the Chief Risk Officer. Applicants should possess a relevant degree and extensive auditing experience.

Qualifications

Requires 6 years of bank auditing experience.
CIA, ACAMS, CRCM, CPA, or CISA preferred certifications.
Knowledge of SOX compliance, banking, and audit methodologies.

Responsibilities

Accurate tracking of findings from audits and exams.
Implement and maintain a formal audit quality control program.
Review workpaper documentation for compliance.

Skills

Excellent verbal and written communication skills

Self-starter

Excellent problem-solving skills

Education

Bachelor’s Degree in Business Economics

Tools

Microsoft Office

Job description

3 days ago Be among the first 25 applicants

This range is provided by United Business Bank. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$125,000.00/yr - $140,000.00/yr

Direct message the job poster from United Business Bank

VP/Sr. Recruiting Officer at United Business Bank | Talent Sourcing

United Business Bank is looking for an experienced Sr. Quality Control Auditor for our Walnut Creek Office.

POSITION PURPOSE

The Sr. Quality Control (QC) Auditor is responsible for accurately and timely tracking all findings, recommendations, and observations from all audits and exams and working with department heads on the resolution, documentation, analysis, and validation of the corrective actions for said findings and recommendations, and reports to the Chief Risk Officer (CRO) for monthly review and approval. This position is responsible for all outsourced audits’ workpaper reviews and documentation of the said reviews, ensuring that all audit engagements are completed according to the applicable engagement letters, and that all transaction testing, sampling methodology, and results are appropriate for the engagement and can support the ratings and results of the audits. The Sr. QC Auditor is responsible for implementing and maintaining a formal audit quality control and quality assurance program for all outsourced internal audits and is responsible for the annual Quality Assurance and Improvement Program (QAIP) self-assessment. The Sr. QC Auditor coordinates the timely submission of Provided by Clients (PBC) list for SOX testing and reviews outsourced internal audit vendors’ testing worksheets for compliance with completeness and accuracy. The Sr. Auditor reports to the Chief Risk Officer (CRO) on all aspects of work and will support the CRO on other projects and duties as assigned. This position will perform all duties accurately, timely and efficiently, and according to Bank policies, procedures, and regulatory guidelines.

QUALIFICATIONS

Education/Certification: Requires Bachelor’s Degree in Business Economics or equivalent work experience in related field. CIA, ACAMS, CRCM, CPA, CISA or other banking certification preferred.

Required Knowledge: Working knowledge of banking, lending, compliance, auditing, SOX compliance, and standard banking practices, as well as audit methodology, techniques, and FFIEC and regulatory guidance on BSA, IT, Compliance, and other audit areas.

Experience Required: Six years of bank auditing related experience. Auditing, Risk Management experience or SOX auditing experience at Financial Institution or CPA firms is preferred.

Skills/Abilities:

Excellent verbal and written communication skills.
Self-starter, and ability to work independently, organize tasks efficiently, and perform the risk function accurately.
Excellent problem-solving skills.
Professional appearance, dress and attitude.
Ability to use Microsoft Office software package.
Ability to operate standard office equipment including computer, adding machine, copy machine, fax machine, and telephone.

Hiring Salary Range: $125,000 to $140,000.

About us...

We are a publicly traded Regional Bank with over $2.5B in assets and 35 offices in 5 states.

We have an entrepreneurial spirit and focus on the community by specializing in small to medium sized business clients. Our single point of contact model delivers outstanding customer service. United Business Bank's comprehensive benefit package includes medical, dental, vision, 401K, long and short term disability insurance, flexible spending account, a generous vacation and sick policy.

We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

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