Sr. Manager, Wealth Advisor - Schwab Wealth Advisory

CFA Institute; Phoenix (AZ); On-site; USD 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Senior Wealth Advisor to join their innovative team. This role offers a unique opportunity to impact clients' financial futures through personalized advisory services. You will work in a collaborative environment, utilizing a wide range of investment products while mentoring junior advisors. The company emphasizes professional growth and offers a supportive culture that values flexibility and teamwork. If you are passionate about wealth management and eager to make a difference, this position is perfect for you.

Benefits

401(k) with company match

Employee stock purchase plan

Paid time for vacation

28-day sabbatical after every 5 years

Paid parental leave

Family building benefits

Qualifications

• 5+ years of advisory experience required.
• CFP or CFA designation is mandatory.

Responsibilities

• Provide personalized investment advice to clients.
• Mentor junior team members and collaborate with partners.

Skills

Advisory Experience

Client Relationship Management

Creative Problem Solving

Investment Knowledge

Education

CFP designation

CFA designation

FINRA Series 7 license

FINRA Series 66 license

Job description

At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together.

As a Senior Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab's approach to investing. You will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA's advice philosophy will empower you to use a vast array of products (i.e. stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their goals. You'll grow within an experienced, collaborative team, while deepening relationships with various partners, including industry-leading advisors. You'll also have the opportunity to mentor junior SWA team members. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.

What you have

Required :

1. CFP designation or CFA designation required
2. Active and valid FINRA Series 7 license (may consider a 90-day COE)
3. Active and valid FINRA Series 66 license required (may be obtained with a 120-day condition of employment)
4. Five or more years of advisory experience

Preferred :

1. Five or more years working directly with clients in the financial services industry highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

What's in it for you

At Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you'll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you both today and in the future :

1. 401(k) with company match and Employee stock purchase plan
2. Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
3. Paid parental leave and family building benefits