Sr. Manager, Wealth Advisor- Schwab Wealth Advisory

Charles Schwab; Indianapolis (IN); On-site; USD 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a Sr. Manager, Wealth Advisor to join their innovative team. This role empowers you to provide personalized investment advice, leveraging a diverse range of financial products. You'll work closely with clients to create tailored financial plans, while also mentoring junior advisors. With a strong focus on client relationships and fiduciary responsibility, this position offers a chance to make a significant impact in the finance industry. Join a company that values creativity and problem-solving, and enjoy a comprehensive benefits package that supports your career growth and personal well-being.

Benefits

401(k) with company match

Employee stock purchase plan

Paid vacation

Volunteering days

28-day sabbatical after five years

Paid parental leave

Tuition reimbursement

Health insurance

Dental insurance

Vision insurance

Qualifications

• Five or more years of advisory experience in financial services.
• Active FINRA Series 7 and Series 66 licenses required.

Responsibilities

• Provide personalized, fee-based investment advice to clients.
• Mentor junior team members and develop deep client relationships.

Skills

Investment Advice

Client Relationship Management

Financial Planning

Portfolio Management

Education

CFP or CFA designation

Bachelor’s degree

Job description

Sr. Manager, Wealth Advisor- Schwab Wealth Advisory

Join to apply for the Sr. Manager, Wealth Advisor- Schwab Wealth Advisory role at Charles Schwab.

Overview

At Schwab, you’re empowered to make an impact on your career. We foster innovation and creative problem solving to challenge the status quo and transform the finance industry.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will provide clients with personalized, fee-based, non-discretionary investment advice, utilizing a broad range of products including stocks, bonds, ETFs, mutual funds, separately managed accounts, and options. You will work as a fiduciary within a dedicated SWA team to deliver exceptional client experiences, develop deep client relationships, and mentor junior team members.

Minimum Qualifications

• CFP or CFA designation
• Bachelor’s degree
• Active FINRA Series 7 license (may be obtained within 120 days of employment)
• Active FINRA Series 66 license (may be obtained within 120 days of employment)
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred Qualifications

• Over five years of direct client experience in financial services is highly preferred

Benefits & Compensation

In addition to a competitive salary, this role is eligible for bonuses and incentives. Schwab offers a comprehensive benefits package including:

• 401(k) with company match and Employee stock purchase plan
• Paid vacation, volunteering days, and a 28-day sabbatical after five years
• Paid parental leave and family benefits
• Tuition reimbursement
• Health, dental, and vision insurance

Additional Details

• Seniority level: Mid-Senior level
• Employment type: Full-time
• Job function: Finance and Sales