Sr Internal Auditor Business Process

Patelco Credit Union

Dublin (CA)

On-site

USD 118,000 - 144,000

Full time

14 days+

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Benefits offered by this job

Medical, Dental, Vision insurance

401(k) with employer match

Paid holidays

Job summary

Patelco Credit Union is seeking a Senior Internal Auditor to plan, execute, and oversee audits evaluating risk management, controls, and governance within a financial institution. You will assess financial and operational controls, ensure regulatory compliance, and propose actionable improvements.

Collaboration with cross-functional teams and reporting to senior management are essential. The role requires 3+ years in internal audit, strong knowledge of banking regulations, and proficiency with

Qualifications

Bachelor’s degree in Accounting, Finance, or a related field.
3+ years of experience in internal audit, preferably within a financial institution.
Strong knowledge of banking regulations (FDIC/NCUA/CFPB) and GAAP/IFRS.
Experience with data analytics tools and GRC software.
Excellent analytical and communication skills; able to present findings to senior management.

Responsibilities

Plan and conduct risk-based audits of financial, operational, and compliance processes.
Evaluate internal controls and compliance with policies and procedures.
Prepare audit programs with scope and testing methodologies; align with industry standards.
Perform data analysis to identify discrepancies, risks, or inefficiencies.
Document findings and present recommendations to management and Audit Committee.
Monitor implementation of audit recommendations and follow up.

Skills

Internal audit

Regulatory knowledge

Data analytics

Education

Bachelor's degree in Accounting/Finance/Business

CIA/CPA/CAMS/CFE preferred

Tools

Power BI

Tableau

GRC software (TeamMate+/AuditBoard)

Job description

About Patelco Credit Union

Patelco Credit Union is a not-for-profit credit union with a purpose to build financial health and wellbeing for our members. Since 1936, Patelco has grown from $500 in assets to over $9 billion in assets and is the 7th largest credit union in California with branches throughout Northern California.

We are here for our members throughout all their stages of life. Meeting them with the products and services to help them plan purposefully for their futures and to secure our life-long partnership as their trusted financial advocate. As one team, we are all committed to delivering service, empowering financial literacy, creating products, and providing new technology for our members.

We believe that work should be rewarding, challenging, and enjoyable. We’re dedicated to creating a positive and supportive culture where our team members can thrive. If you’re looking to use your skills and knowledge to make a difference in our members’ lives, Patelco could be the perfect fit for you.

Overview

The Senior Internal Auditor is responsible for planning, executing, and overseeing audit engagements to evaluate the effectiveness of risk management, control, and governance processes within the financial institution. This role involves assessing financial and operational controls, ensuring compliance with regulatory requirements, and providing actionable recommendations to enhance organizational efficiency and mitigate risks. The Senior Internal Auditor collaborates with cross-functional teams and reports findings to senior management.

Responsibilities

Plan and conduct risk-based audits of financial, operational, and compliance processes, including loan operations, deposit activities, fraud, anti-money laundering (AML), and regulatory compliance.
Evaluate the adequacy and effectiveness of internal controls, policies, and procedures to identify areas of risk or non-compliance.
Prepare detailed audit programs, including scope, objectives, and testing methodologies, ensuring alignment with industry standards (e.g., IIA, COSO).
Perform data analysis and review financial records to identify discrepancies, fraud risks, or inefficiencies.
Document audit findings, draft comprehensive reports, and present recommendations to management and the Audit Committee.
Monitor and follow up on the implementation of audit recommendations to ensure corrective actions are taken.
Stay current on regulatory changes, industry trends, and emerging risks (e.g., cybersecurity, ESG compliance) to inform audit strategies.
Collaborate with external auditors and regulators during examinations or audits, as needed.
Contribute to the development of the annual audit plan based on risk assessments and organizational priorities.
Understand and comply with all applicable federal and state laws and banking regulations (including those related to OFAC and Bank Secrecy Act / Anti-Money Laundering compliance) and Patelco Credit Union's policies and procedures.

As part of the interview process, there will be a brief skills assessment that allows candidates to showcase their relevant experience and capabilities in a practical way.

Qualifications

Bachelor’s degree in Accounting, Finance, Business Administration, or a related field.
Advanced degree or relevant certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) or equivalent is strongly preferred.
3+ years of experience in internal audit, preferably within a financial institution or regulated industry.
Strong knowledge of banking regulations (e.g., FDIC, NCUA, CFPB), financial reporting standards (GAAP/IFRS), and risk management frameworks.
Knowledge of GRC software (e.g., TeamMate+, AuditBoard, Quantivate, Diligent), data analytics tools, and Microsoft Office Suite.
Experience with data analytics tools (e.g., Power BI, Tableau) is highly desirable.
Excellent analytical, problem-solving, and critical-thinking skills.
Strong written and verbal communication skills, with the ability to present complex information clearly to senior stakeholders.
Proven ability to work independently, manage multiple priorities, and meet deadlines in a fast-paced environment.
High ethical standards and a commitment to maintaining confidentiality.

Target Base Pay

$131,259 /yearly

Compensation At Patelco

Please note that the salary information is a general guideline only. Patelco Credit Union considers factors such as (but not limited to) scope and responsibilities of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as market and business considerations when extending an offer. We offer a competitive total rewards package including a Short-Term Incentive (STI) program for all regular positions and a wide range of medical, dental, vision, financial, and other benefits.

We Offer

Physical Health