Sr Internal Auditor Business Process

Patelco

Dublin (CA)

On-site

USD 112,000 - 151,000

Full time

14 days+

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Benefits offered by this job

Medical, dental, vision, life ins.

401(k) with employer match

PTO for all staff

Job summary

Patelco Credit Union is seeking a Senior Internal Auditor to plan, execute, and oversee audits ensuring robust risk management and strong controls. You will work across functions, assess regulatory compliance, and deliver actionable recommendations to leadership.

The role requires collaboration with cross-functional teams, staying current on banking regulations, and presenting findings to senior management and the Audit Committee. Flexible work options may be available.

Qualifications

Bachelor’s degree in Accounting, Finance, Business Administration, or related field.
CIA/CPA/CAMS/CFE or equivalent certification strongly preferred.
3+ years of internal audit experience in financial institutions or regulated industry.
Strong knowledge of banking regulations and GAAP/IFRS.
Experience with data analytics tools and GRC software.

Responsibilities

Plan and conduct risk-based audits of financial, operational, and compliance processes.
Evaluate internal controls, policies, and procedures for risk and compliance.
Prepare audit programs with scope, objectives, and testing methodologies.
Perform data analysis to identify discrepancies or risks.
Document findings and present to management and Audit Committee.
Follow up on audit recommendations to ensure corrective actions.

Skills

Internal audit

Regulatory knowledge

Data analytics

Communication

Independent work

Education

Bachelor’s degree in Accounting/Finance/BA

CIA/CPA/CAMS/CFE or equivalent

Tools

GRC software (TeamMate+ / AuditBoard / Quantivate / Diligent)

Power BI

Tableau

Microsoft Office

Job description

Patelco Credit Union is a not-for-profit credit union with a purpose to build financial health and wellbeing for our members. Since 1936, Patelco has grown from $500 in assets to over $9 billion in assets and is the 7th largest credit union in California with branches throughout Northern California.

We are here for our members throughout all their stages of life. Meeting them with the products and services to help them plan purposefully for their futures and to secure our life-long partnership as their trusted financial advocate. As one team, we are all committed to delivering service, empowering financial literacy, creating products, and providing new technology for our members.

We believe that work should be rewarding, challenging, and enjoyable. We’re dedicated to creating a positive and supportive culture where our team members can thrive. If you’re looking to use your skills and knowledge to make a difference in our members’ lives, Patelco could be the perfect fit for you.

Overview

The Senior Internal Auditor is responsible for planning, executing, and overseeing audit engagements to evaluate the effectiveness of risk management, control, and governance processes within the financial institution. This role involves assessing financial and operational controls, ensuring compliance with regulatory requirements, and providing actionable recommendations to enhance organizational efficiency and mitigate risks. The Senior Internal Auditor collaborates with cross-functional teams and reports findings to senior management.

Responsibilities

Plan and conduct risk-based audits of financial, operational, and compliance processes, including loan operations, deposit activities, fraud, anti-money laundering (AML), and regulatory compliance.
Evaluate the adequacy and effectiveness of internal controls, policies, and procedures to identify areas of risk or non-compliance.
Prepare detailed audit programs, including scope, objectives, and testing methodologies, ensuring alignment with industry standards (e.g., IIA, COSO).
Perform data analysis and review financial records to identify discrepancies, fraud risks, or inefficiencies.
Document audit findings, draft comprehensive reports, and present recommendations to management and the Audit Committee.
Monitor and follow up on the implementation of audit recommendations to ensure corrective actions are taken.
Stay current on regulatory changes, industry trends, and emerging risks (e.g., cybersecurity, ESG compliance) to inform audit strategies.
Collaborate with external auditors and regulators during examinations or audits, as needed.
Contribute to the development of the annual audit plan based on risk assessments and organizational priorities.
Understand and comply with all applicable federal and state laws and banking regulations (including those related to OFAC and Bank Secrecy Act / Anti-Money Laundering compliance) and Patelco Credit Union's policies and procedures.

As part of the interview process, there will be a brief skills assessment that allows candidates to showcase their relevant experience and capabilities in a practical way.

Qualifications

Bachelor’s degree in Accounting, Finance, Business Administration, or a related field.
Advanced degree or relevant certifications such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) or equivalent is strongly preferred.
3+ years of experience in internal audit, preferably within a financial institution or regulated industry.
Strong knowledge of banking regulations (e.g., FDIC, NCUA, CFPB), financial reporting standards (GAAP/IFRS), and risk management frameworks.
Knowledge of GRC software (e.g., TeamMate+, AuditBoard, Quantivate, Diligent), data analytics tools, and Microsoft Office Suite.
Experience with data analytics tools (e.g., Power BI, Tableau) is highly desirable.
Excellent analytical, problem-solving, and critical-thinking skills.
Strong written and verbal communication skills, with the ability to present complex information clearly to senior stakeholders.
Proven ability to work independently, manage multiple priorities, and meet deadlines in a fast-paced environment.
High ethical standards and a commitment to maintaining confidentiality.

Target Base Pay

$131,259 /yearly

Compensation at Patelco

Please note that the salary information is a general guideline only. Patelco Credit Union considers factors such as (but not limited to) scope and responsibilities of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as market and business considerations when extending an offer. We offer a competitive total rewards package including a Short-Term Incentive (STI) program for all regular positions and a wide range of medical, dental, vision, financial, and other benefits.

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