Sr Assoc, Client Onboarding & Configuration

Goldman Sachs & Co. LLC; Dallas (TX); On-site; USD 90,000 - 120,000; Full time

Job summary

Goldman Sachs & Co. LLC in Dallas, TX is seeking a Sr Assoc. for Client Onboarding & Configuration to establish new accounts and manage client structures in line with firm policies.

The role requires a Bachelor's degree and two years of experience with Excel (macros, pivot tables, VLOOKUP, IF/AND), plus knowledge of risk management frameworks and regulatory obligations such as KYC and FINRA. Collaboration with Risk/Operations and process improvement is essential.

Qualifications

• Bachelor's degree or foreign equivalent in Finance, Accounting, Economics, Business Administration or a related quantitative field

Responsibilities

• Establish new accounts and understand client account structures and documentation requirements
• Perform due diligence reviews to ensure compliance with firm policies (KYC, FINRA, SEC) and regulatory obligations

Skills

Excel macros

Pivot tables

VLOOKUP

IF/AND formulas

process improvement

Risk Management

KYC & regulatory

JIRA

Confluence

Education

Bachelor's degree in Finance/Accounting/Economics/Business Administration or related quantitative field

Tools

Microsoft Excel

JIRA

Confluence

Job description

Sr Assoc., Client Onboarding & Configuration
Goldman Sachs & Co. LLC
Dallas, TX

Establish new accounts through understanding different client account structures and documentation requirements. Exercise due diligence reviews, ensuring compliance with the Firms Client Identification Program, SEC Books and Records, Know your Customer Rules, FINCen Customer Due Diligence, and other FINRA and regulatory obligations. Requires: Bachelors degree (U.S. or foreign equivalent) in Finance, Accounting, Economics, Business Administration or a related quantitative field such as Industrial Engineering and two (2) years of experience in job offered or a related role. Prior employment must include two (2) years of experience with: Microsoft Excel, including working with macros, pivot tables, VLOOKUP, and IF/AND formulas; improving processes and enhancing procedures by identifying control and exposure points within their workflow and where errors may occur in the process; re-evaluating opportunity and return on investment in changing environments; working with Risk Management, Operations Risk Framework, Key Risk Indicators, and Risk and Control Self-Assessments; and project management tools including JIRA and Confluence. Job Code: 10273048.

QUALIFIED APPLICANTS:

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.