Senior Wealth Strategy Lead — Client Growth & Mentoring

UBS; San Jose (CA); On-site; USD 75,000 - 105,000; Full time

Job summary

UBS is seeking a Senior Wealth Strategy Associate in San Jose, CA to manage client operations, support account openings and asset movements, and deliver outstanding service to high-net-worth clients. The role emphasizes building relationships, mentoring junior staff, and contributing to process improvements within a Bay Area wealth management team.

Ideal candidates will hold active Series 7 and 66 licenses with 2-3+ years in wealth management or financial services, plus a bachelor's degree and

Qualifications

• Active Series 7 and Series 66 licenses (or equivalent).
• 2-3+ years of experience in wealth management, financial services, or a related field.
• Bachelor's degree or equivalent experience.
• Demonstrated leadership abilities and a willingness to support and develop teammates.
• Strong organizational and time management skills with the ability to prioritize multiple responsibilities.
• Exceptional attention to detail and commitment to accuracy.
• Strong written, verbal, and interpersonal communication skills.
• Proficiency with Microsoft Office Suite and client relationship management systems.

Responsibilities

• Manage all aspects of client operations, including account opening, maintenance, and asset movement requests.
• Deliver exceptional client service by responding to account-related inquiries and requests.
• Build and strengthen client relationships while supporting business development initiatives.
• Coach, mentor, and provide day-to-day support to junior team members.
• Participate in team projects, meetings, and process improvement initiatives to enhance the client experience.

Skills

Series 7 license

Series 66 license

Client relationships

Mentoring teammates

MS Office

Education

Bachelor's degree

Tools

CRM systems

Job description

UBS is seeking a Senior Wealth Strategy Associate in San Jose, CA to manage client operations, support account openings and asset movements, and deliver outstanding service to high-net-worth clients. The role emphasizes building relationships, mentoring junior staff, and contributing to process improvements within a Bay Area wealth management team.

Ideal candidates will hold active Series 7 and 66 licenses with 2-3+ years in wealth management or financial services, plus a bachelor's degree and