Senior Wealth Strategy Associate

UBS; San Jose (CA); On-site; USD 75,000 - 105,000; Full time

Job summary

UBS is seeking a Senior Wealth Strategy Associate in San Jose, CA to manage client operations, support account openings and asset movements, and deliver outstanding service to high-net-worth clients. The role emphasizes building relationships, mentoring junior staff, and contributing to process improvements within a Bay Area wealth management team.

Ideal candidates will hold active Series 7 and 66 licenses with 2-3+ years in wealth management or financial services, plus a bachelor's degree and

Qualifications

• Active Series 7 and Series 66 licenses (or equivalent).
• 2-3+ years of experience in wealth management, financial services, or a related field.
• Bachelor's degree or equivalent experience.
• Demonstrated leadership abilities and a willingness to support and develop teammates.
• Strong organizational and time management skills with the ability to prioritize multiple responsibilities.
• Exceptional attention to detail and commitment to accuracy.
• Strong written, verbal, and interpersonal communication skills.
• Proficiency with Microsoft Office Suite and client relationship management systems.

Responsibilities

• Manage all aspects of client operations, including account opening, maintenance, and asset movement requests.
• Deliver exceptional client service by responding to account-related inquiries and requests.
• Build and strengthen client relationships while supporting business development initiatives.
• Coach, mentor, and provide day-to-day support to junior team members.
• Participate in team projects, meetings, and process improvement initiatives to enhance the client experience.

Skills

Series 7 license

Series 66 license

Client relationships

Mentoring teammates

MS Office

Education

Bachelor's degree

Tools

CRM systems

Job description

Key Responsibilities

Do you currently hold active Series 7 and Series 66 licenses (or equivalent)? Do you have ideally 2-3+ years of experience in wealth management or financial services? Do you have experience supporting client relationships and mentoring junior team members?

Do you currently hold active Series 7 and Series 66 licenses (or equivalent)? Do you have ideally 2-3+ years of experience in wealth management or financial services? Do you have experience supporting client relationships and mentoring junior team members?

Job Type

Full Time

Job Reference #

342894BR

City

San Jose

Key Responsibilities

We're looking for a Senior Wealth Strategy Associate to:

• Manage all aspects of client operations, including account opening, maintenance, and asset movement requests.
• Deliver exceptional client service by responding to account-related inquiries and requests.
• Build and strengthen client relationships while supporting business development initiatives.
• Coach, mentor, and provide day-to-day support to junior team members.
• Participate in team projects, meetings, and process improvement initiatives to enhance the client experience.

The team

You'll be working with one of our Wealth Management teams in the Bay Area. We provide sophisticated advice, tailored solutions, and exceptional service to high net worth and ultra-high net worth clients. Our team culture is built on collaboration, leadership, accountability, and work-life balance. You'll have the opportunity to learn from experienced professionals, contribute to meaningful client relationships, and continue to develop your career in a supportive, high-performing environment.

Your Skills And Experience

• Active Series 7 and Series 66 licenses (or equivalent).
• Ideally 2-3+ years of experience in wealth management, financial services, or a related field.
• Bachelor's degree or equivalent experience.
• Demonstrated leadership abilities and a willingness to support and develop teammates.
• Strong organizational and time management skills with the ability to prioritize multiple responsibilities.
• Exceptional attention to detail and commitment to accuracy.
• Strong written, verbal, and interpersonal communication skills.
• Proficiency with Microsoft Office Suite and client relationship management systems.

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves.

UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - California - San Jose min USD 75000 - max USD 105000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer.

We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.