Senior Wealth Strategist - Planning & Compliance Leader

Ultipro

Dallas (TX)

Hybrid

USD 180,000 - 280,000

Full time

8 days ago

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Job summary

Westwood Wealth, based in Dallas, seeks a SVP, Wealth Strategist, Director of Planning & Compliance to lead sophisticated planning for UHNW clients and oversee the firm’s planning and compliance functions. The role collaborates with internal teams and external advisors to deliver integrated, high-touch wealth solutions.

Candidates bring initiative, discretion, and a proactive approach to engagement, guiding strategic planning standards and client-focused outcomes.

Qualifications

15+ years of relevant wealth planning, legal, advisory, or compliance experience, including leadership responsibility.
Deep experience developing complex plans for UHNW or family businesses.
Experience with compliance programs, policy development, filings, or audits.
Must be a minimum of 18 years of age and authorized to work in the United States.

Responsibilities

Serve as primary Wealth Strategist, leading comprehensive plans for clients across cash flow, retirement, estate, tax, and wealth transfer.
Oversee planning standards, methodology, and completion of client work product.
Lead planning meetings and coordinate implementation with advisors and external professionals.
Mentor advisors on complex planning concepts and create clear, actionable client recommendations.
Coordinate planning workflow across planning, fiduciary, tax, compliance, and advisor teams.