Senior VP, Registered Funds Attorney
iCapital
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Benefits offered by this job
Job summary
iCapital is seeking a Senior Vice President to join its Legal Department, Registered Funds Legal Team in New York. The role supports expansion and regulatory programs for registered funds including TO Funds, Interval Funds, ETFs, CITs, UITs and SMAs, drafting and negotiating fund documents and materials.
The ideal candidate has 6+ years in fund formation, strong knowledge of the 1933, 1934 and 1940 Acts, and bar admission in NY/CT.
Qualifications
- 6+ years of fund formation experience in registered funds.
- Strong knowledge of the 1933 Act, 1934 Act and 1940 Act and Forms N-1A and N-2.
- Experience with TO Funds, Interval Funds, UITs or CITs.
- Bar admission and in good standing in NY/CT or other state.
Responsibilities
- Structure, launch, distribute and maintain TO Funds, Interval Funds, ETFs, CITs, UITs and SMAs.
- Negotiate agreements with distributors and service providers, fund managers and BDCs.
- Draft and review fund offering materials and legal documents.
- Assist with SEC, CFTC/NFA or FINRA compliance matters.
- Coordinate outside counsel for regulatory and corporate matters.
- Support governance matters for registered investment companies.
Skills
Education
Job description
iCapital is seeking a Senior Vice President to join its Legal Department, Registered Funds Legal Team in New York. The role supports expansion and regulatory programs for registered funds including TO Funds, Interval Funds, ETFs, CITs, UITs and SMAs, drafting and negotiating fund documents and materials.
The ideal candidate has 6+ years in fund formation, strong knowledge of the 1933, 1934 and 1940 Acts, and bar admission in NY/CT.
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