Senior SOX & Internal Controls Analyst (Hybrid)

Transamerica; Philadelphia (Philadelphia County); Hybrid; USD 82,000 - 108,000; Full time

Benefits offered by this job

401k Match

Tuition Reimbursement

Pension Plan

Employee Stock Purchase Plan

Paid Time Off

Job summary

Transamerica is seeking a hands-on Senior SOX/Internal Controls professional to support day-to-day execution of the Aegon Americas Sarbanes-Oxley controls program. You will assist in risk assessment, documentation, and remediation across global units, collaborating with management and external auditors.

The role requires a Bachelor’s in accounting or related field and 5+ years in controls or risk within financial services, with CPA preferred. Hybrid work arrangement applies, in-office Tue–Thu.

Qualifications

• Bachelor’s degree in accounting or relevant field, or equivalent work experience.
• Five years of experience in internal controls, audit or risk management within the financial services industry.
• Experience working on internal audits and/or operational risk assessments.
• Ability to document and verbally communicate financial reporting processes in a clear and concise manner, including assessment of design and operating effectiveness of controls.
• Communication skills to educate/raise awareness of foundational elements/methodologies needed to support an internal control framework.

Responsibilities

• Assist in the design of internal controls and make recommendations for improvement.
• Assist in documenting financial/accounting/actuarial process flows, with a focus on internal controls and Sarbanes-Oxley compliance.
• Support the execution of management’s SOX risk assessment and scoping activities to ensure proper risk identification, process mapping and controls linkage for a sustainable internal control framework.
• Assist in the development and implementation of goals, policies, priorities and procedures relating to internal controls over financial reporting and SOX.
• Prepare updates to management, to include management control remediation plans.
• Work with external auditors to plan and implement an assessment of the control environment, coordination of timing and execution of process walkthroughs, and a process for timely sharing of potential issues for resolution with respect to internal controls.
• Collaborate with the first line in development of action plans to assess the adequacy of action taken by management to correct reporting deficient conditions, accepting adequate corrective action and continuing reviews with appropriate management on action considered inadequate until satisfactory resolution.
• Help coordinate the system to capture and track control deficiencies through all global country units, as well as internal and external audit findings to resolution.
• Help support testing the design and operating effectiveness of internal control over financial reporting.
• Collaborate and assist in assessing control implications within the Issue Paper process.
• Support internal controls leadership on the oversight of all global country units.

Skills

Internal controls

SOX compliance

Audit experience

Risk management

Communication skills

Documentation

Education

Bachelor’s degree in accounting or relevant field

CPA

Job description

Transamerica is seeking a hands-on Senior SOX/Internal Controls professional to support day-to-day execution of the Aegon Americas Sarbanes-Oxley controls program. You will assist in risk assessment, documentation, and remediation across global units, collaborating with management and external auditors.

The role requires a Bachelor’s in accounting or related field and 5+ years in controls or risk within financial services, with CPA preferred. Hybrid work arrangement applies, in-office Tue–Thu.