Senior Risk Advisory: FinServ IT & SOX Audit

BDO USA, LLP; City of Rochester (NY); On-site; USD 85,000 - 100,000; Full time

Job summary

BDO USA, LLP seeks a Senior, Risk Advisory Services to provide risk consulting to financial services clients across internal audit, controls, and regulatory compliance. You will participate in planning, field work, and report preparation while assisting with client risk management and issue resolution.

You will lead engagements, develop deliverables, and interact with client personnel and management, with travel as required.

Qualifications

• Bachelor's degree in Accounting or Finance is required.
• Two or more years of banking, asset management, brokerage, or financial services internal audit and risk functions.
• Experience with IT audit and SOX risk assessment is required.
• Supervisory experience is required.

Responsibilities

• Serve as primary client contact for basic questions and information.
• Develop risk-based audit programs and test procedures.
• Document risks, controls, and processes with guidance from senior professionals.
• Prepare client presentations and draft proposals and reports.
• Travel as needed to engagements.

Skills

Internal audit

Risk assessment

SOX testing

Communication

Education

Bachelor's degree in Accounting or Finance

Tools

Microsoft Office Suite

Excel

Word

PowerPoint

Job description

BDO USA, LLP seeks a Senior, Risk Advisory Services to provide risk consulting to financial services clients across internal audit, controls, and regulatory compliance. You will participate in planning, field work, and report preparation while assisting with client risk management and issue resolution.

You will lead engagements, develop deliverables, and interact with client personnel and management, with travel as required.