Senior Regulatory Financial Analyst – Onsite Role (Series 99)

Fidelity; Westlake (TX); Vor Ort; USD 90.000 - 130.000; Vollzeit

Benefits dieser Stelle

Onsite working model

Zusammenfassung

Fidelity seeks a Senior Financial Analyst in Westlake, TX to coordinate daily reserve computations under SEA Rule 15c3-3 and produce monthly net capital reports under SEA Rule 15c3-1. You will monitor balance movements, perform reconciliations, and ensure data completeness across reporting workflows.

You will work with Controllers, Compliance, and Operations to strengthen controls and drive efficiency, with licensing steps for FINRA Series 99 if not already held.

Qualifikationen

• Bachelor’s degree in finance, accounting, or related field required.
• Experience with regulatory reporting and reconciliations.
• Strong communication and project-management skills.

Aufgaben

• Coordinate daily Reserve Computation under SEA Rule 15c3-3.
• Oversee Monthly Net Capital Reporting under SEA Rule 15c3-1.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy across regulatory workflows.
• Research and resolve exceptions; maintain process documentation.
• Collaborate with Controllers, Compliance, Operations on controls.
• Assist in ongoing reporting enhancements.

Kenntnisse

Strategic thinking

Excel

PowerPoint

Word

Access

Business Objects

Financial modeling

Reporting and analytics

Ausbildung

Bachelor’s degree in finance, accounting, or related field

Tools

MS Office

Business Objects

Jobbeschreibung

Fidelity seeks a Senior Financial Analyst in Westlake, TX to coordinate daily reserve computations under SEA Rule 15c3-3 and produce monthly net capital reports under SEA Rule 15c3-1. You will monitor balance movements, perform reconciliations, and ensure data completeness across reporting workflows.

You will work with Controllers, Compliance, and Operations to strengthen controls and drive efficiency, with licensing steps for FINRA Series 99 if not already held.