Senior Regulatory Associate (Remote - United States)

Protective Life Insurance Company; United States; Remote; USD 75,000 - 105,000; Full time

Job summary

Join a leading insurance company as a compliance representative, impacting millions by enhancing compliance for variable product lines. Leverage your experience in life insurance and annuities while engaging with complex inquiries and regulatory changes. The role requires strong analysis and communication skills, with a competitive salary and benefits package.

Benefits

Health benefits

Dental coverage

Vision coverage

Mental health support

Paid time off

Parental leave

Disability coverage

Pension

401(k) with matching

Wellbeing programs

Qualifications

• 5-7 years experience with life insurance and annuities.
• Strong knowledge of annuities, universal life, and variable universal life insurance.
• Experience with testing, reporting, and procedural enhancements.

Responsibilities

• Reviewing and analyzing research requests.
• Monitoring regulatory activity and advising management.
• Managing compliance implementation of new processes.

Skills

Communication

Analytical Skills

Multitasking

Proficiency in Microsoft Office

Education

Bachelor's degree in Business, Finance, Law, or related field

JD and FINRA license

Job description

The work we do has an impact on millions of lives, and you can be a part of it.

We help protect our customers against life's uncertainties. Regardless of where you work within the company, you'll be helping provide protection and peace of mind when our customers need it most.

We are seeking a compliance representative for the P & R Compliance Department to assist the VP of Compliance. The role involves serving as a compliance consultant for complex inquiries, maintaining the company's 38a-1 program, and supporting compliance for variable product lines. You will lead the implementation of complex regulations and business initiatives.

Your responsibilities include:

1. Reviewing and analyzing research requests.
2. Monitoring regulatory activity and advising management on impactful items.
3. Managing compliance implementation of new processes.
4. Providing compliance support for operations, including process reviews, legal research, electronic transaction compliance, quarterly statements, and mailroom exceptions.
5. Maintaining the company's 38a-1 program, including legal inventory, policy documents, procedures, risk assessments, and training.
6. Supporting variable product lines by monitoring regulatory developments, developing compliance policies, conducting risk assessments, collaborating on product design, and serving as a subject matter expert.

Required Experience, Education, Certification/Training:

• Bachelor's degree in Business, Finance, Law, or related field; JD and FINRA license preferred.
• 5-7 years experience with life insurance and annuities, with strong knowledge of annuities, universal life, and variable universal life insurance.
• Experience with testing, reporting, and procedural enhancements.

Required Knowledge, Skills, and Abilities:

• Proficiency in Microsoft Office and experience with databases.
• Self-motivated with multitasking ability in a fast-paced environment.
• Excellent communication and analytical skills.
• Ability to work independently and in teams.

Salary range for this position is $75,000 to $105,000, with additional incentive opportunities based on performance. Benefits include health, dental, vision, mental health support, paid time off, parental leave, disability coverage, pension, 401(k) with matching, and wellbeing programs.

If you require accommodations due to a disability, please email [e-mail]. This information will be kept confidential. We are an equal opportunity employer committed to diversity and inclusion.