Senior Money Movement Supervisor

Raymond James & Associates; Saint Petersburg (FL); Remote; USD 110,000 - 150,000; Full time

Job summary

Raymond James & Associates is seeking a Senior Advisor, Supervision in Florida to review and approve money movement activities, ensuring compliance with regulations and firm policies. You will work with advisors, branch managers, and internal teams to investigate concerns and determine appropriate actions.

The role requires strong judgment, calmness under pressure, and clear communication. Candidates should have 3+ years in supervision or financial services and relevant regulatory licenses, with

Qualifications

• At least three years of supervision or financial services experience.
• Experience with complex transactions and regulatory requirements.
• Familiarity with securities licenses and regulatory credentials is preferred.
• Knowledge of Raymond James systems and operating environment is a plus.

Responsibilities

• Review and approve money movement transactions using applicable regulations, firm policies, supporting documentation, and sound supervisory judgment.
• Identify inconsistencies, unusual circumstances, potential fraud or financial exploitation, and matters requiring investigation or escalation.
• Contact clients to verify disbursements that meet established thresholds or when circumstances warrant additional confirmation.
• Review ACH, SLOA, and Periodic Payment setups for Branch Manager client accounts; communicate findings and address identified concerns.
• Monitor the Money Movement Supervision inbox, assess next steps independently, and escalate issues when appropriate.
• Partner with financial advisors, branch managers, regional leadership, Fraud, SARC, and other internal teams to resolve complex account matters.
• Explain supervisory concerns, decisions, and required actions clearly—even when the conversation is sensitive or the answer is not the one requested.
• Maintain current knowledge of regulations, firm policies, and emerging money movement risks and apply that knowledge consistently.
• Investigate customer disputes and evaluate matters involving senior and at-risk clients when assigned.
• Identify trends and opportunities to strengthen supervisory practices, processes, controls, policies, and procedures.
• Take ownership of matters from initial review through documented resolution and perform other responsibilities as assigned.

Skills

Critical thinking

Communication

Relationship-building

Independent work

Education

Bachelor's degree

Job description

Raymond James & Associates is seeking a Senior Advisor, Supervision in Florida to review and approve money movement activities, ensuring compliance with regulations and firm policies. You will work with advisors, branch managers, and internal teams to investigate concerns and determine appropriate actions.

The role requires strong judgment, calmness under pressure, and clear communication. Candidates should have 3+ years in supervision or financial services and relevant regulatory licenses, with