Senior Manager, Fixed Income Surveillance

Confidential Jobs; Memphis (TX); Hybrid; USD 99,000 - 121,000; Full time

Job summary

A leading financial services firm is seeking a Senior Manager, Fixed Income Supervision in Memphis to oversee supervisory controls and regulatory compliance for Fixed Income sales and trading. The successful candidate will lead supervisory processes, conduct surveillance reviews, and ensure alignment with regulations. Ideal applicants will have 8-10 years of relevant experience and a strong understanding of Fixed Income products. This hybrid role may require travel approximately 20% of the time.

Qualifications

• 8–10 years of supervisory, compliance, or regulatory experience within Fixed Income or institutional markets.
• Prior experience with surveillance, regulatory reviews, or control functions strongly preferred.

Responsibilities

• Lead and enhance supervisory processes supporting Fixed Income sales and trading.
• Review transactional activity and market data to identify compliance issues.
• Conduct surveillance reviews and escalate concerning activity.

Skills

Understanding of Fixed Income products

Familiarity with regulatory frameworks (FINRA, SEC)

Analytical skills

Organizational skills

Effective communication

Education

Bachelor’s degree or equivalent

Job description

A leading financial services firm is seeking a Senior Manager, Fixed Income Supervision in Memphis to oversee supervisory controls and regulatory compliance for Fixed Income sales and trading. The successful candidate will lead supervisory processes, conduct surveillance reviews, and ensure alignment with regulations. Ideal applicants will have 8-10 years of relevant experience and a strong understanding of Fixed Income products. This hybrid role may require travel approximately 20% of the time.