Senior Investment Compliance Analyst (Hybrid, Boston)

Daley And Associates, LLC.; Boston (MA); Hybrid; USD 90.000 - 180.000; Vollzeit

Benefits dieser Stelle

Discretionary bonus

Hybrid schedule (4 in office, 1 remote

Zusammenfassung

Daley And Associates, LLC. in Boston, MA, is seeking a Senior Analyst, Investment Compliance to support the Investment Operations team. You will monitor activity, ensure client guideline compliance, and gain exposure to a broad range of strategies including equities, fixed income, and derivatives.

The role offers a hybrid schedule (4 days in office, 1 day remote) with a base salary of $90K–$180K plus discretionary bonus and comprehensive benefits.

Qualifikationen

• Bachelor's degree in Finance, Business, or a related field.
• 4-7 years of relevant industry experience.
• Working knowledge of investment products including equities, fixed income, and derivatives.
• Background in investment compliance, guideline monitoring, or related financial services function preferred.
• Strong analytical, organizational, and problem-solving skills.
• Excellent attention to detail and a controls-oriented mindset.
• Strong communication skills and ability to collaborate across teams.
• Proficiency in Microsoft Office, particularly Excel and Word.

Aufgaben

• Review Investment Management Agreements and interpret client guidelines.
• Maintain and monitor client guidelines within the monitoring system.
• Provide real-time, pre-trade compliance support to investment professionals.
• Investigate and resolve post-trade compliance exceptions and alerts.
• Monitor transactions and holdings for guideline and regulatory compliance.
• Partner with Portfolio Management, Product Management, and Global Relationship teams.

Kenntnisse

Analytical abilities

Organizational skills

Problem-solving

Communication skills

Microsoft Office

Ausbildung

Bachelor's degree in Finance or related field

Tools

Microsoft Excel

Microsoft Word

Jobbeschreibung

Daley And Associates, LLC. in Boston, MA, is seeking a Senior Analyst, Investment Compliance to support the Investment Operations team. You will monitor activity, ensure client guideline compliance, and gain exposure to a broad range of strategies including equities, fixed income, and derivatives.

The role offers a hybrid schedule (4 days in office, 1 day remote) with a base salary of $90K–$180K plus discretionary bonus and comprehensive benefits.