Senior Internal Controls & Compliance Manager

SANY America; Peachtree City (GA); On-site; USD 120,000 - 180,000; Full time

Benefits offered by this job

Medical, dental, and vision

Paid Time Off

401(k) savings plans

Health Savings Account (HSA)

Flexible Spending Accounts (FSAs)

Company paid STD and LTD benefits

Life Insurance

Employee Assistance Program (EAP)

Job summary

SANY America is seeking an experienced Internal Control / Compliance Manager to lead and strengthen compliance, risk management, and internal control frameworks across the organization. You will translate regulatory and business requirements into practical policies, monitoring, testing, and remediation activities, coordinating with leaders, auditors, and service providers.

The role supports responsible growth, ensures alignment with Bank Secrecy Act/FinCEN and OFAC obligations, and promotes a

Qualifications

• Minimum of 6 years of progressive experience in financial services compliance, enterprise risk management, internal controls, audit, or third-party risk management.
• Experience developing, implementing, monitoring, or testing risk and compliance programs.

Responsibilities

• Regulatory Compliance: Ensure compliance with applicable federal and state laws, regulations, regulatory guidance, and industry standards relevant to SANY Capital USA's financial services activities.
• Internal Control Framework: Implement and maintain an internal control structure that formalizes processes and controls, clearly identifies activity flows and responsibilities, and establishes appropriate segregation of duties for conflicting activities.
• Risk & Compliance Governance: Establish, review, maintain, and communicate Compliance, Enterprise Risk Management, Internal Control, and Third-Party Risk Management strategies, policies, standards, and procedures.
• Risk and Controls Matrix: Formalize identified risks, risk factors, control activities, and risk measurements within the Risk and Controls Matrix.
• Regulatory Reporting: Coordinate the preparation and submission of required periodic and ad hoc reports to applicable regulatory or supervisory bodies in accordance with established requirements and timelines.
• AML, Sanctions & Due Diligence: Support and oversee applicable U.S. anti-money laundering, sanctions, customer due diligence, and related compliance requirements, including Bank Secrecy Act/FinCEN and OFAC obligations.
• Compliance Monitoring & Testing: Develop and execute risk-based compliance monitoring and testing to evaluate the effectiveness of policies, procedures, processes, and controls and identify deficiencies or emerging risks.
• Regulatory Change Management: Monitor changes in applicable laws, regulations, and regulatory guidance; assess business impact and coordinate updates to policies, processes, systems, and controls.
• Audit & Examination Coordination: Serve as a key compliance contact for internal/external audits and regulatory examinations, coordinating documentation, responses, remediation plans, and closure of findings.
• Issue Escalation & Remediation: Ensure identified internal control deficiencies and material risks are communicated and addressed; maintain action plans for remediation.
• Risk Reporting: Prepare and present reports on the effectiveness of Risk, Compliance, Internal Controls, Third-Party Risk, and remediation activities to leadership.
• Training & Guidance: Develop and/or coordinate compliance and risk training and provide guidance to employees and management.
• Ethics & Culture: Promote ethical standards and a culture of compliance, accountability, and risk mitigation.

Skills

Regulatory interpretation

Communication

Analytical thinking

Cross-functional leadership

Collaboration

Organization

Influence & relationships

Judgment & integrity

Education

Advanced degree

Job description

SANY America is seeking an experienced Internal Control / Compliance Manager to lead and strengthen compliance, risk management, and internal control frameworks across the organization. You will translate regulatory and business requirements into practical policies, monitoring, testing, and remediation activities, coordinating with leaders, auditors, and service providers.

The role supports responsible growth, ensures alignment with Bank Secrecy Act/FinCEN and OFAC obligations, and promotes a