Senior Internal Auditor — SOX & Controls Lead

Regional Management Corp.; South Carolina; On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Medical, dental, vision

401(k) with company match

PTO and paid holidays

Paid parental leave

Employee assistance program

Job summary

Regional Management Corp. is hiring a Senior Internal Auditor to perform operational audits, SOX 404 testing, and control assessments across branches.

The role supports the Audit Manager in planning and delivering the Internal Audit program, ensuring compliance with regulatory standards and company policies. The ideal candidate has 4+ years of public accounting or internal audit experience, CPA/CIA/CFSA certifications, and travel readiness (~10–15%).

Qualifications

• Bachelor's degree in Accounting or Finance or equivalent
• Minimum 4 years of public accounting and/or internal audit experience
• Experience conducting SOX 404 audits and knowledge of internal audit standards and control concepts
• Travel willingness ~10–15% for branch audits

Responsibilities

• Plan, organize, and execute operational audits to provide independent assurance and improve operations.
• Prepare working papers documenting audit objectives, scope, and methodology.
• Develop recommendations to minimize risk and improve processes and controls.
• Draft formal written reports expressing opinions on adequacy and efficiency of business processes.
• Perform SOX 404 testing and assist in remediation plans with management.
• Ensure quality work papers adhere to IIA standards.
• Define audit scope, objectives, methodology, and testing procedures with the Audit Manager.
• Review internal controls, policies, procedures, and documentation for compliance.
• Maintain familiarity with SOX, PCAOB standards, and relevant regulatory guidance.
• Conduct routine branch audits including loan documents and cash controls for compliance.
• Meet deadlines and perform other duties as assigned.

Skills

SOX testing

Internal Audit

Audit planning

Communication

Education

CIA

CPA

CFSA

Job description

Regional Management Corp. is hiring a Senior Internal Auditor to perform operational audits, SOX 404 testing, and control assessments across branches.

The role supports the Audit Manager in planning and delivering the Internal Audit program, ensuring compliance with regulatory standards and company policies. The ideal candidate has 4+ years of public accounting or internal audit experience, CPA/CIA/CFSA certifications, and travel readiness (~10–15%).