Senior Internal Auditor

Direct Staffing Inc; Boston (MA); On-site; USD 80,000 - 100,000; Full time

Benefits offered by this job

Bonus opportunities

Occasional travel

Job summary

An established investment management firm in Boston is looking for a Senior Internal Auditor to execute audits and ensure compliance with internal controls. The ideal candidate will have over 4 years of audit experience, preferably within asset management, strong analytical and communication skills, and proficiency in Microsoft Office. This role includes interaction with management and may require occasional travel. Join a dynamic team committed to maintaining high standards and improving operational effectiveness.

Qualifications

• 4+ years of audit experience, preferably in asset management.
• Strong analytical and writing skills.
• Capable of managing multiple internal audit engagements.

Responsibilities

• Execute audits and document fieldwork.
• Complete controls testing per SOX 404 regulations.
• Assist in preparing audit reports and assessments.

Skills

Analytical skills

Communication skills

Audit experience

Microsoft Office proficiency

Education

Bachelor's degree

Tools

Microsoft Office

Teammate

ACL

Job description

Senior Internal Auditor
Boston Massachusetts

Exp 2-5 yrs

Deg Bachelors

Relo

Bonus

Occasional Travel

Job Description

We are one of the oldest investment management firms in the United States, with a history dating to 1924. The Company’s long record of providing exemplary service and attractive returns through a variety of market conditions has made us the investment manager of choice for many of today’s most discerning investors.

Basic Purpose

Internal Audit is an independent appraisal function within the company, established as a service to company management and the Board of Directors to examine and evaluate the activities of the company and its subsidiaries and provide analyses, appraisals and recommendations concerning the activities reviewed.

To achieve this overall objective, Internal Audit, reporting directly to the Audit Committee of the Board of Directors and administratively to the CFO, is responsible for reviewing, analyzing and reporting on compliance with internal controls over the financial, operational and compliance functions of the company and consulting with the Management Committee and business process owners regarding the implementation of control enhancements resulting from reviewing and analyzing the controls.

Primary Responsibilities

• Day-to-day execution of audits which includes preparing audit programs and performing and documenting audit fieldwork.
• Complete controls testing as required by Sarbanes-Oxley Section 404 (SOX 404).
• Assist Internal Audit Supervisor in preparing audit reports.
• Identify and assess risk exposures across all business lines.
• Keep business process owner abreast on potential audit issues throughout the examination.
• Assist business process owners with the implementation of control enhancements.
• Make appropriate recommendations to address and manage potential risk exposures.

Job Requirements

• 4 plus years of audit experience (internal audit experience or controls-based external audit experience preferred).
• An understanding of the asset management industry a plus.
• Knowledge of SOX 404.
• Capable of working on multiple internal audit engagements simultaneously.
• Strong analytical and writing skills.
• Excellent communication (both written and verbal) skills required.
• Enthusiastic, motivated professional who desires to develop and maintain strong client and team relationships.
• Adept skill level with Microsoft Office products. Teammate and ACL experience a plus.
• Ability for up to 10% travel.

Qualifications

Do you have asset management experience? Do you have 4 + years of audit experience within the asset management industry?

Additional Information

All your information will be kept confidential according to EEO guidelines.