Senior Financial Services Audit Leader

Baker Tilly; New York (NY); On-site; USD 132,000 - 225,000; Full time

Job summary

Baker Tilly is seeking an experienced audit professional to lead and manage audit engagements for financial services clients from planning through completion. This role emphasizes risk assessment, audit strategy, and timely delivery of high-quality reports, with a focus on regulatory compliance and client service in New York, NY.

You will oversee audit teams, review workpapers, mentor staff, and build strong relationships with clients while staying current on industry standards and best

Qualifications

• Bachelor’s degree in Accounting, Finance, or a related field.
• CPA required.
• 8+ years of experience in financial services with private equity, hedge funds, and broker-dealer background.
• Strong knowledge of auditing standards, financial reporting, and regulatory requirements in financial services.
• Leadership experience with ability to manage and motivate a team.
• Excellent communication and client relationship skills.

Responsibilities

• Lead and manage audit engagements from planning to completion for financial services clients.
• Develop audit plans, including risk assessments and audit strategy.
• Oversee the execution of audit procedures and ensure timely delivery of audit reports.
• Review audit workpapers and ensure documentation complies with professional standards.
• Build and maintain strong client relationships through regular communication and excellent service delivery.
• Provide clients with strategic insights and recommendations for improving financial reporting and internal controls.
• Address and resolve client issues promptly and effectively.
• Stay abreast of regulatory changes and ensure audits comply with applicable laws and standards.
• Advise clients on regulatory matters and best practices in financial reporting.
• Supervise and mentor audit professionals while promoting a culture of continuous improvement and high performance.

Skills

Audit leadership

Client relations

Analytical skills

Regulatory knowledge

Communication skills

Leadership

Education

Bachelor’s degree in Accounting/Finance

CPA

Tools

MS Office

Tax software

Job description

Baker Tilly is seeking an experienced audit professional to lead and manage audit engagements for financial services clients from planning through completion. This role emphasizes risk assessment, audit strategy, and timely delivery of high-quality reports, with a focus on regulatory compliance and client service in New York, NY.

You will oversee audit teams, review workpapers, mentor staff, and build strong relationships with clients while staying current on industry standards and best