Senior Equity & Options Trader — Expert Execution

lplfinancial; Tempe (AZ); On-site; USD 87,000 - 145,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Job summary

LPL Financial is seeking a Senior Equity Trader in Tempe, AZ to engage with Financial Advisors, assistants, and end clients. You will trade equities and options, resolve issues with market centers and back office, and train junior traders in a fast-paced, collaborative environment.

The role requires FINRA licenses (7/63 or 65, and 55 or 57 within 90 days), deep market knowledge, and strong regulatory understanding. The team values accuracy, adaptability, and client-focused service across desks.

Qualifications

• FINRA licenses required or obtained within 90 days of start.
• Deep knowledge of equity and option markets.
• Thorough knowledge of marketplace rules and regulations.
• Demonstrated accuracy and attention to detail.
• Bachelor's degree preferred.

Responsibilities

• Provide guidance in equity and option trading for best execution.
• Resolve trade and settlement issues with market centers and back office; liaise with third-party managers and advisors.
• Review and approve large trades; review blotter after the close daily.
• Provide support, guidance, and training for junior traders.
• Handle escalated calls and issues.
• Identify and implement efficiencies on the trading desk.

Skills

FINRA licenses (7 & 63 or 65)

Series 55 or 57 license

Equity & options markets knowledge

Regulatory rules knowledge

Attention to detail

Education

Bachelor's degree

Tools

Bloomberg

TRAfix EMS

OMS/EMS platforms

RFQ platforms

Review & Release

Job description

LPL Financial is seeking a Senior Equity Trader in Tempe, AZ to engage with Financial Advisors, assistants, and end clients. You will trade equities and options, resolve issues with market centers and back office, and train junior traders in a fast-paced, collaborative environment.

The role requires FINRA licenses (7/63 or 65, and 55 or 57 within 90 days), deep market knowledge, and strong regulatory understanding. The team values accuracy, adaptability, and client-focused service across desks.