Senior Equity & Options Operations Lead - Prime Brokerage

Madison-Davis

New York (NY)

Presencial

USD 110.000 - 140.000

Jornada completa

Hace 4 días

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Descripción de la vacante

Madison-Davis, LLC in New York, NY seeks a Senior Associate to support equity and options operations within Prime Brokerage and Institutional Agency offices. The role includes middle-office trade support, overseeing a Broadridge BPO team, and ensuring SOX-compliant controls in a high-volume setting.

Ideal candidates have 1–5 years of hands-on experience with DTC/NSCC settlement, post-trade allocation, and regulatory compliance.

Formación

1-5 years in equities or options operations.
Knowledge of DTC/NSCC settlement and post-trade allocation.
Experience with SOX controls and regulatory requirements.
Strong attention to detail and problem-solving mindset.
Ability to thrive in a fast-paced, high-volume environment.

Responsabilidades

Supervise daily activity of outsourced Broadridge BPO team and resolve breaks.
Provide daily middle-office support for US equity and options trading activity.
Review trade capture and ensure accurate allocation; perform post-trade allocations.
Investigate trade breaks, unmatched trades, and incorrect settlement instructions.
Support DVP/RVP, FDD, and settlement activity within DTC; coordinate resolutions.
Process ETF creations/redemptions; assist with corporate actions affecting positions.
Perform end-of-day reconciliations and SOX control evidence.