Senior Counsel - In-House, Financial Services

Benjamin F Edwards & Co; Clayton (MO); Vor Ort; USD 160.000 - 210.000; Vollzeit

Benefits dieser Stelle

Health insurance

Dental insurance

Vision insurance

401(k)

Life insurance

Disability insurance

Paid time off

Zusammenfassung

Benjamin F. Edwards & Co in Missouri seeks a Senior Counsel to serve as a key advisor to the broker/dealer and investment adviser and its affiliates.

The role requires handling complex legal and regulatory issues, drafting and negotiating agreements, and leading a team of legal professionals. Ideal candidates have 7+ years of legal experience, 5+ years in financial services, and strong regulatory and litigation management skills.

Qualifikationen

• Minimum 7 years of legal experience; minimum of 5 years in financial services.
• In-house experience preferred but not required.
• Strong regulatory and litigation management skills are essential.

Aufgaben

• Provide high-level legal counsel on transactions, regulatory compliance and fiduciary matters.
• Develop and implement risk mitigation strategies and policies.
• Lead investigations and supervise junior legal staff and paralegals.

Kenntnisse

Leadership

Regulatory compliance

Legal analysis

Communication

Ausbildung

Missouri Bar admission

Jobbeschreibung

Benjamin F. Edwards & Co in Missouri seeks a Senior Counsel to serve as a key advisor to the broker/dealer and investment adviser and its affiliates.

The role requires handling complex legal and regulatory issues, drafting and negotiating agreements, and leading a team of legal professionals. Ideal candidates have 7+ years of legal experience, 5+ years in financial services, and strong regulatory and litigation management skills.