Senior Compliance Specialist

A&D Mortgage LLC; Fort Lauderdale (FL); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

PTO

Medical insurance

Dental insurance

Vision insurance

401(k)

Paid volunteer hours

Career growth

Job summary

A&D Mortgage LLC is seeking a Senior Compliance Specialist to oversee centralized mortgage disclosure processes and ensure regulatory compliance, including TRID/RESPA. You will lead audit support, process improvements, and cross‑department collaboration to maintain high standards of adherence and operational excellence.

Based in Fort Lauderdale, this role requires strong regulatory knowledge and analytic skills, with responsibility for monitoring changes, training staff, and supporting loan

Qualifications

• 5-7 years of mortgage compliance experience preferred.
• Education: High school diploma or GED; certifications in compliance are a plus.
• Experience with audit support and regulatory compliance in the mortgage industry preferred.
• Strong knowledge of TRID, RESPA, and other banking regulations.
• Familiarity with mortgage loan documentation and processes.
• Proficiency with Word, Excel, and Outlook.
• Strong analytical and problem-solving abilities.
• Ability to work collaboratively in a team.

Responsibilities

• Manage and ensure accuracy and timeliness of all mortgage disclosures.
• Maintain comprehensive records of disclosures with loan files.
• Assist with periodic internal audits and regulatory reviews.
• Support other fulfillment functions including loan opening processes and rate sheets.
• Collaborate with the Compliance Department on special projects and process improvements.
• Monitor changes in mortgage compliance regulations and update processes.
• Serve as a subject matter expert on mortgage compliance and train junior staff.
• Identify potential compliance risks and escalation issues.
• Work effectively within a team and manage multiple priorities.

Skills

Mortgage compliance

Audit support

Regulatory knowledge

MS Excel

Team collaboration

Education

High school diploma / GED

Tools

MS Word

MS Excel

MS Outlook

Job description

About this opportunity

Senior Compliance Specialist is responsible for overseeing centralized mortgage disclosure processes and ensuring compliance with all applicable regulatory requirements. This role requires deep expertise in mortgage compliance regulations such as TRID, and general banking laws. The Senior Compliance Specialist provides leadership in audit support, process improvement, and collaboration across departments to maintain high standards of regulatory adherence and operational excellence.

The Impact You Will Make

• Manage and ensure accuracy and timeliness of all mortgage disclosures in compliance with regulatory guidelines and investor requirements.

• Maintain comprehensive records of disclosures with loan files, validating decisions and determining appropriate dispositions.

• Assist with periodic internal audits and regulatory reviews, providing detailed analysis and recommendations.

• Support other fulfillment functions as needed, including loan opening processes and the generation of portfolio and correspondent rate sheets.

• Collaborate with the Compliance Department on special projects, process improvements, and compliance initiatives.

• Monitor changes in mortgage compliance regulations and update internal processes accordingly to maintain compliance.

• Serve as a subject matter expert on mortgage compliance, providing guidance and training to junior staff and cross-functional teams.

• Identify potential compliance risks and escalation issues promptly to management.

• Work effectively within a team environment while managing multiple priorities under tight deadlines.

• Perform additional duties as assigned by management.

Skills & Qualifications

• 5-7 years of mortgage compliance experience preferred.

• Education: High school diploma or GED equivalent required; additional education or certifications in compliance are a plus.

• Experience with audit support and regulatory compliance in the mortgage industry preferred.

• Strong knowledge of mortgage compliance regulations including TRID, RESPA, and other relevant banking regulations.

• Familiarity with mortgage loan documentation, loan provisions, and mortgage banking processes.

• Proficiency with Microsoft Word, Excel, and Outlook.

• Strong analytical and problem-solving abilities.

• Ability to work collaboratively in a team-oriented setting.

Growth Opportunities

• AD Mortgage fosters a cooperative and culture that promotes growth. We are committed to seeing our employees develop.

• With an expanding team, you will have the opportunity to showcase your leadership skills and grow professionally and personally.

Working Conditions

• This is a full-time, office-based position in a modern, cozy environment in our Fort Lauderdale HQ or Troy, Michigan.

• Our standard working hours are Monday to Friday, 9:00 AM to 6:00 PM, promoting a healthy work-life balance.

What We Offer | Career and Culture

• Company Culture: Inclusive, supportive company culture where you are not a number, but a voice that's heard and brings value.

• Growth Path: Defined paid training and clear pathways for career development.

• Benefits: Comprehensive benefits package including PTO, sick days, paid volunteer hours, medical, dental, vision insurance, and 401(k).

  Take the first step towards a rewarding career in the mortgage industry with AD Mortgage.

  Our professional Recruitment team will reach out to you shortly!

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We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sexual orientation, age, marital status, veteran status, or disability status.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform crucial job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.